Filing Details

Accession Number:
0001209191-15-049211
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-06-02 20:08:04
Reporting Period:
2015-05-29
Filing Date:
2015-06-02
Accepted Time:
2015-06-02 20:08:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
815094 Abiomed Inc ABMD Surgical & Medical Instruments & Apparatus (3841) 042743260
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1017832 P Martin Sutter 21 Waterway Avenue, Suite 225
The Woodlands TX 77380
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.01 Par Value Acquisiton 2015-05-19 24,747 $67.74 150,369 No 4 J Direct
Common Stock, $0.01 Par Value Acquisiton 2015-05-29 7,500 $60.17 157,869 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, $0.01 Par Value 946,818 Indirect By Essex Woodlands Health Ventures Fund VI, L.P.
Common Stock, $0.01 Par Value 1,203,182 Indirect By Essex Woodlands Health Ventures Fund VII, L.P.
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock option (right to buy) $13.91 2009-05-20 2018-05-20 25,000 25,000 Direct
Common Stock Stock option (right to buy) $18.63 2009-08-12 2018-08-13 12,000 12,000 Direct
Common Stock Stock option (right to buy) $7.67 2010-08-11 2019-08-12 12,000 12,000 Direct
Common Stock Stock option (right to buy) $9.99 2011-08-10 2020-08-11 12,000 12,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2018-05-20 25,000 25,000 Direct
2018-08-13 12,000 12,000 Direct
2019-08-12 12,000 12,000 Direct
2020-08-11 12,000 12,000 Direct
Footnotes
  1. Mr. Sutter received 24,747 shares of Common Stock as a payment-in-kind distribution from Essex Woodlands Health Ventures Fund VII, L.P. ("Fund VII") to its general partner and limited partners of an aggregate payment-in-kind distribution of 1,000,000 shares of Common Stock.
  2. On May 29, 2015, Mr. Sutter purchased an aggregate of 7,500 shares of Common Stock of the Issuer in multiple open market transactions, with prices ranging from $59.80 to $60.50.
  3. These securities are held by Essex Woodlands Health Ventures Fund VI, L.P. ("Fund VI"). Mr. Sutter is a managing director of Essex Woodlands Health Ventures VI, L.P., the general partner that manages Fund VI. As managing director, Mr. Sutter shares voting and investment powers for Fund VI. Mr. Sutter disclaims beneficial ownership of all such securities except to the extent of his pecuniary interest therein.
  4. On May 19, 2015, Fund VII made a payment-in-kind distribution of 1,000,000 shares of Issuer's Common Stock to its partners pro-rata based on their respective interests in Fund VII rather than selling the shares and distributing the proceeds.
  5. These securities are held by Fund VII. Mr. Sutter is a managing director of Essex Woodlands Health Ventures VII, L.P., the general partner that manages Fund VII. As managing director, Mr. Sutter shares voting and investment powers for Fund VII. Mr. Sutter disclaims beneficial ownership of all such securities except to the extent of his pecuniary interest therein.
  6. Grant to reporting person to buy shares of Common Stock of Issuer under ABIOMED, Inc. 2000 Stock Incentive Plan.
  7. These options become exercisable in annual 20% increments commencing on the date set forth in Table II, Column 6.
  8. Grant to reporting person of option to buy shares of Common Stock of Issuer set forth in Table II, Column 7, under the ABIOMED, Inc. 2008 Stock Incentive Plan.