Filing Details
- Accession Number:
- 0001437749-15-011682
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-06-02 18:12:45
- Reporting Period:
- 2015-06-01
- Filing Date:
- 2015-06-02
- Accepted Time:
- 2015-06-02 18:12:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1162461 | Cutera Inc | CUTR | Electromedical & Electrotherapeutic Apparatus (3845) | 770492262 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1284862 | B David Apfelberg | C/O Cutera, Inc. 3240 Bayshore Blvd Brisbane CA 94005 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-06-01 | 4,900 | $14.78 | 4,900 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-06-01 | 4,900 | $15.00 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-06-02 | 5,100 | $14.78 | 5,100 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-06-02 | 5,100 | $14.98 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to buy) | Disposition | 2015-06-01 | 4,900 | $0.00 | 10,000 | $14.78 |
| Common Stock | Employee Stock Option (Right to buy) | Disposition | 2015-06-02 | 5,100 | $0.00 | 10,000 | $14.78 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,100 | 2008-06-08 | 2015-06-08 | No | 4 | M | Direct |
| 0 | 2008-06-08 | 2015-06-08 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 13,227 | Indirect | By Self and SUSAN M. APFELBERG, as Trustees, for DAVID B. APFELBERG & SUSAN M. APFELBERG Living Trus |
Footnotes
- Stock sold pursuant to an employee stock option that was near it's expiration of June 8, 2015.
- Options vest according to the following schedule: 100% on the 3rd anniversary of the grant date.
- Stock prices ranged from $15.00 to $15.03, with $15.004 being the average. The reporting person undertakes to provide to Cutera, Inc., any security holder of Cutera, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
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