Filing Details
- Accession Number:
- 0001445064-15-000099
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-06-02 17:28:25
- Reporting Period:
- 2015-06-01
- Filing Date:
- 2015-06-02
- Accepted Time:
- 2015-06-02 17:28:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1567892 | Mallinckrodt Plc | MNK | Pharmaceutical Preparations (2834) | 981088325 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1578368 | K Matthew Harbaugh | 675 Mcdonnell Blvd. Hazelwood MO 63042 | Sr. Vp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2015-06-01 | 3,166 | $34.50 | 34,539 | No | 4 | M | Direct | |
| Ordinary Shares | Acquisiton | 2015-06-01 | 14,951 | $31.12 | 49,490 | No | 4 | M | Direct | |
| Ordinary Shares | Acquisiton | 2015-06-01 | 19,500 | $33.67 | 69,099 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2015-06-01 | 18,983 | $128.50 | 50,116 | No | 4 | S | Direct | |
| Ordinary Shares | Disposition | 2015-06-02 | 2,123 | $129.29 | 47,993 | No | 4 | S | Direct | |
| Ordinary Shares | Disposition | 2015-06-02 | 1,000 | $130.02 | 46,993 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Share Options (Right to Buy) | Disposition | 2015-06-01 | 3,166 | $0.00 | 3,166 | $34.50 |
| Ordinary Shares | Share Options (Right to Buy) | Disposition | 2015-06-01 | 14,951 | $0.00 | 14,951 | $31.12 |
| Ordinary Shares | Share Options (Right to Buy) | Disposition | 2015-06-01 | 19,500 | $0.00 | 19,500 | $33.67 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-12-01 | 2019-11-30 | No | 4 | M | Direct |
| 0 | 2013-06-28 | 2020-11-30 | No | 4 | M | Direct |
| 22,662 | 2013-06-28 | 2021-11-30 | No | 4 | M | Direct |
Footnotes
- Includes 109 shares acquired under the Mallinckrodt employee stock purchase plan since February 3, 2015.
- The price represents a weighted average. The shares were sold in multiple transactions at prices ranging from $128.80 to $129.3030, inclusive. Mr. Harbaugh will provide, upon request of the SEC staff, Mallinckrodt plc or a shareholder of Mallinckrodt plc complete information regarding the number of shares sold at each price within the range.
- The price represents a weighted average. The shares were sold in multiple transactions at prices ranging from $130.01 to $130.06, inclusive. Mr. Harbaugh will provide, upon request of the SEC staff, Mallinckrodt plc or a shareholder of Mallinckrodt plc complete information regarding the number of shares sold at each price within the range.
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