Filing Details

Accession Number:
0001243786-15-000111
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-06-02 13:32:55
Reporting Period:
2015-06-01
Filing Date:
2015-06-02
Accepted Time:
2015-06-02 13:32:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1285785 Mosaic Co MOS Agricultural Chemicals (2870) 201026454
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1301451 L Richard Mack C/O The Mosaic Company
3033 Campus Drive, Suite E490
Plymouth MN 55441
Evp, Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-06-01 9,582 $17.29 88,334 No 4 M Direct
Common Stock Disposition 2015-06-01 9,582 $45.44 78,752 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2015-06-01 9,582 $0.00 9,582 $17.29
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2015-08-01 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $15.45 2016-08-04 47,319 47,319 Direct
Common Stock Stock Option (Right to Buy) $40.03 2017-08-02 19,368 19,368 Direct
Common Stock Stock Option (Right to Buy) $127.21 2018-07-31 5,486 5,486 Direct
Common Stock Stock Option (Right to Buy) $52.72 2019-07-27 10,216 10,216 Direct
Common Stock Stock Option (Right to Buy) $44.93 2020-07-27 15,194 15,194 Direct
Common Stock Stock Option (Right to Buy) $70.62 2021-07-21 10,767 10,767 Direct
Common Stock Restricted Stock Units $0.00 2015-07-19 6,942 6,942 Direct
Common Stock Stock Option (Right to Buy) $57.62 2022-07-19 17,483 17,483 Direct
Common Stock Restricted Stock Units $0.00 2016-07-18 7,403 7,403 Direct
Common Stock Stock Option (Right to Buy) $54.03 2023-07-18 18,939 18,939 Direct
Common Stock Restricted Stock Units $0.00 2017-03-07 8,043 8,043 Direct
Common Stock Stock Option (Right to Buy) $49.73 2024-03-07 21,288 21,288 Direct
Common Stock Stock Option (Right to Buy) $50.43 2025-03-05 24,249 24,249 Direct
Common Stock Restricted Stock Units $0.00 21,949 21,949 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2016-08-04 47,319 47,319 Direct
2017-08-02 19,368 19,368 Direct
2018-07-31 5,486 5,486 Direct
2019-07-27 10,216 10,216 Direct
2020-07-27 15,194 15,194 Direct
2021-07-21 10,767 10,767 Direct
6,942 6,942 Direct
2022-07-19 17,483 17,483 Direct
7,403 7,403 Direct
2023-07-18 18,939 18,939 Direct
8,043 8,043 Direct
2024-03-07 21,288 21,288 Direct
2025-03-05 24,249 24,249 Direct
21,949 21,949 Direct
Footnotes
  1. The stock option exercise and sale were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2015, relating to reporting person's stock options that are expiring on August 1, 2015.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.16 to $45.935, inclusive. The reporting person undertakes to provide to The Mosaic Company, any security holder of The Mosaic Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 2 to this Form 4.
  3. This Stock Option is 100% exercisable.
  4. One-for-One
  5. Not Applicable
  6. Grant Date 07/19/2012; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
  7. Grant Date 07/18/2013; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
  8. Grant Date 03/07/2014; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
  9. Grant Date 03/05/2015; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
  10. Grant Date 5/14/2015; restricted stock units vest in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.