Filing Details

Accession Number:
0001503249-15-000021
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-06-01 11:12:02
Reporting Period:
2015-05-28
Filing Date:
2015-06-01
Accepted Time:
2015-06-01 11:12:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1520300 Asb Bancorp Inc ASBB Savings Institution, Federally Chartered (6035) 453463413
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1258805 Alison Smith 11 Church Street
Asheville NC 28801
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-05-28 4,442 $21.31 15,442 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock STOCK OPTION (RIGHT TO BUY) $18.84 2015-09-15 2024-09-15 13,500 13,500 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2024-09-15 13,500 13,500 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $21.24 to $21.48, inclusive on May 28, 2015. The reporting person undertakes to provide to ASB Bancorp, Inc., any security holder of ASB Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this Form 4.
  2. Stock options vest in five equal installments beginning on September 15, 2015, the first anniversary of the date of the grant.