Filing Details

Accession Number:
0001437749-15-011405
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-05-29 18:23:30
Reporting Period:
2015-05-14
Filing Date:
2015-05-29
Accepted Time:
2015-05-29 18:23:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
879682 Viveve Medical Inc. VIVMF Electromedical & Electrotherapeutic Apparatus (3845) 043153858
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1219014 M Scott Rocklage 2200 Sand Hill Road, Suite 110
Menlo Park CA 94025
No No Yes No
1240357 D John Diekman 2200 Sand Hill Road, Suite 110
Menlo Park CA 94025
No No Yes No
1386509 5Am Ventures Ii Lp 2200 Sand Hill Road, Suite 110
Menlo Park CA 94025
No No Yes No
1390376 5Am Co-Investors Ii Lp 2200 Sand Hill Road, Suite 110
Menlo Park CA 94025
No No Yes No
1555952 5Am Partners Ii, Llc 2200 Sand Hill Road, Suite 110
Menlo Park CA 94025
No No Yes No
1598549 J. Andrew Schwab 2200 Sand Hill Road, Suite 110
Menlo Park CA 94025
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-05-14 650,026 $0.37 7,310,231 No 4 P Indirect See
Common Stock Acquisiton 2015-05-14 25,649 $0.37 288,447 No 4 P Indirect See
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See
No 4 P Indirect See
Footnotes
  1. Shares directly beneficially owned by 5AM Ventures II, L.P.
  2. Shares directly beneficially owned by 5AM Co-Investors II, L.P.
  3. 5AM Partners II, LLC is the general partner of 5AM Ventures II, L.P. and 5AM Co-Investors II, L.P. and may be deemed to have sole voting and investment power over the shares beneficially owned by 5AM Ventures II, L.P. and 5AM Co-Investors II, L.P. Dr. John Diekman, Andrew Schwab and Dr. Scott Rocklage, the managing members of 5AM Partners II, LLC, and Mark Colella, an assignee of 5AM Partners II, LLC, may be deemed to have shared voting and investment power over the shares beneficially owned by 5AM Ventures II, L.P. and 5AM Co-Investors II, L.P. Each of 5AM Partners II, LLC, Dr. Diekman, Mr. Schwab, Dr. Rocklage and Mr. Colella disclaim beneficial ownership of such shares except to the extent of its or his pecuniary interest therein.