Filing Details

Accession Number:
0001209191-15-047634
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2015-05-28 17:51:33
Reporting Period:
2015-05-26
Filing Date:
2015-05-28
Accepted Time:
2015-05-28 17:51:33
Original Submission Date:
2015-05-28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1539638 Triumph Bancorp Inc. TBK State Commercial Banks (6022) 200477066
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1621664 Iii W Raymond Sperring 12700 Park Central Drive
Suite 1700
Dallas TX 75251
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Comon Stock Acquisiton 2015-05-26 1,000 $12.92 8,740 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. This Transaction Line is being amended to accurately reflect a $12.92 purchase price for the acquisition. The originally filed Form 4 inadvertently reflected a $0.00 purchase price on Table I column 4 for this Transaction Line.
  2. Represents 1,000 shares of common stock of Issuer beneficially owned through Fidelity as Custodian FBO Raymond W. Sperring Roth IRA.
  3. Consists of (i) 3,591 shares beneficially owned by reporting person, (ii) 1,000 shares beneficially owned through Fidelity as Custodian FBO reporting person's Roth IRA (iii) 2,667 unvested shares of restricted common stock of Issuer granted to reporting person on 12/1/14 of which 1,333 will vest on 12/1/15 and 1,334 will vest on 12/1/16, and (iii) 1,482 unvested shares of restricted common stock of Issuer granted to reporting person on 4/1/15 of which 494 shares will vest on 4/1/16, 494 shares will vest on 4/1/17, and 494 shares will vest on 4/1/18.