Filing Details
- Accession Number:
- 0001144204-15-034082
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-05-28 16:21:08
- Reporting Period:
- 2015-05-26
- Filing Date:
- 2015-05-28
- Accepted Time:
- 2015-05-28 16:21:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1316898 | Jamba Inc. | JMBA | Retail-Eating & Drinking Places (5810) | 202122262 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1443685 | Steve Adkins | 6475 Christie Ave Suite 150 Emeryville CA US 94608 | Svp/Gm, Us Stores West | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-05-26 | 4,000 | $8.95 | 19,435 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-05-26 | 3,000 | $11.10 | 22,435 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-05-26 | 3,000 | $8.05 | 25,435 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-05-26 | 2,000 | $9.70 | 27,435 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-05-26 | 12,000 | $15.00 | 15,435 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-05-26 | 1,031 | $15.02 | 14,404 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Acquisiton | 2015-05-26 | 4,000 | $0.00 | 4,000 | $8.95 |
| Common Stock | Stock Option (Right to Buy) | Acquisiton | 2015-05-26 | 3,000 | $0.00 | 3,000 | $11.10 |
| Common Stock | Stock Option (Right to Buy) | Acquisiton | 2015-05-26 | 3,000 | $0.00 | 3,000 | $8.05 |
| Common Stock | Stock Option (Right to Buy) | Acquisiton | 2015-05-26 | 2,000 | $0.00 | 2,000 | $9.70 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-11-16 | No | 4 | M | Direct | |
| 0 | 2020-11-12 | No | 4 | M | Direct | |
| 0 | 2021-11-14 | No | 4 | M | Direct | |
| 0 | 2022-11-06 | No | 4 | M | Direct |
Footnotes
- The securities reported in this column consist of 8,500 restricted stock units which give the Reporting Person a contingent right to receive at a future date one share of JMBA common stock for each restricted stock unit held. Of the 8,500 restricted stock units, 833 will vest on 8/6/2015, 1,833 will vest on 8/7/2015, 1,083 will vest on 8/8/2015, 1,833 will vest on 8/7/2016, 1,084 will vest on 8/8/2016, and 1,834 will vest on 8/7/2017.
- Vesting occurred in four equal installments on the first, second, third and fourth anniversary of the vesting commencement date of 11/16/2009.
- Vesting occurred in four equal installments on the first, second, third and fourth anniversary of the vesting commencement date of 11/12/2010.
- Vesting occurs in four equal installments on the first, second, third and fourth anniversary of the vesting commencement date of 11/14/2011.
- Vesting occurs in four equal installments on the first, second, third and fourth anniversary of the vesting commencement date of 11/06/2012.
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