Filing Details

Accession Number:
0001144204-15-034082
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-05-28 16:21:08
Reporting Period:
2015-05-26
Filing Date:
2015-05-28
Accepted Time:
2015-05-28 16:21:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1316898 Jamba Inc. JMBA Retail-Eating & Drinking Places (5810) 202122262
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1443685 Steve Adkins 6475 Christie Ave
Suite 150
Emeryville CA US 94608
Svp/Gm, Us Stores West No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-05-26 4,000 $8.95 19,435 No 4 M Direct
Common Stock Acquisiton 2015-05-26 3,000 $11.10 22,435 No 4 M Direct
Common Stock Acquisiton 2015-05-26 3,000 $8.05 25,435 No 4 M Direct
Common Stock Acquisiton 2015-05-26 2,000 $9.70 27,435 No 4 M Direct
Common Stock Disposition 2015-05-26 12,000 $15.00 15,435 No 4 S Direct
Common Stock Disposition 2015-05-26 1,031 $15.02 14,404 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Acquisiton 2015-05-26 4,000 $0.00 4,000 $8.95
Common Stock Stock Option (Right to Buy) Acquisiton 2015-05-26 3,000 $0.00 3,000 $11.10
Common Stock Stock Option (Right to Buy) Acquisiton 2015-05-26 3,000 $0.00 3,000 $8.05
Common Stock Stock Option (Right to Buy) Acquisiton 2015-05-26 2,000 $0.00 2,000 $9.70
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2019-11-16 No 4 M Direct
0 2020-11-12 No 4 M Direct
0 2021-11-14 No 4 M Direct
0 2022-11-06 No 4 M Direct
Footnotes
  1. The securities reported in this column consist of 8,500 restricted stock units which give the Reporting Person a contingent right to receive at a future date one share of JMBA common stock for each restricted stock unit held. Of the 8,500 restricted stock units, 833 will vest on 8/6/2015, 1,833 will vest on 8/7/2015, 1,083 will vest on 8/8/2015, 1,833 will vest on 8/7/2016, 1,084 will vest on 8/8/2016, and 1,834 will vest on 8/7/2017.
  2. Vesting occurred in four equal installments on the first, second, third and fourth anniversary of the vesting commencement date of 11/16/2009.
  3. Vesting occurred in four equal installments on the first, second, third and fourth anniversary of the vesting commencement date of 11/12/2010.
  4. Vesting occurs in four equal installments on the first, second, third and fourth anniversary of the vesting commencement date of 11/14/2011.
  5. Vesting occurs in four equal installments on the first, second, third and fourth anniversary of the vesting commencement date of 11/06/2012.