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Filing Details

Accession Number:
0001437749-15-011136
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-05-27 15:52:58
Reporting Period:
2015-05-22
Filing Date:
2015-05-27
Accepted Time:
2015-05-27 15:52:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
275119 Baylake Corp BYLK State Commercial Banks (6022) 391268055
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1192652 A Teresa Rosengarten 217 N 4Th Ave
Sturgeon Bay WI 54235
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-05-22 7,591 $4.15 36,349 No 4 M Direct
Common Stock Acquisiton 2015-05-22 5,693 $6.20 42,042 No 4 M Direct
Common Stock Acquisiton 2015-05-22 2,094 $9.50 44,136 No 4 M Direct
Common Stock Disposition 2015-05-22 15,378 $12.50 28,758 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option to Purchase Disposition 2015-05-22 7,591 $4.15 7,591 $4.15
Common Stock Options to Purchase Disposition 2015-05-22 5,693 $6.20 5,693 $6.20
Common Stock Options to Purchase Disposition 2015-05-22 2,094 $9.50 2,094 $9.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2021-03-15 No 4 X Direct
0 2022-04-01 No 4 X Direct
0 2023-03-19 No 4 X Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 719 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options $13.90 2024-03-18 5,706 5,706 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2024-03-18 5,706 5,706 Direct
Footnotes
  1. The aggregate stock options were granted on 3/15/2011 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.
  2. The aggregate stock options were granted on 4/1/2012 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.
  3. The aggregate stock options were granted on 3/19/2013 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.
  4. The aggregate stock options were granted on 3/18/2014 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.