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Home > Insider Trading > Filing (0001209191-15-047016)

Filing Details

Accession Number:: 0001209191-15-047016
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-05-27 12:49:32
Reporting Period:: 2015-05-22

Filing Date:: 2015-05-27
Accepted Time:: 2015-05-27 12:49:32
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
898171	Uwharrie Capital Corp	NONE	State Commercial Banks (6022)	561814206

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1626348	B Nadine Bowers	Po Box 338 Albemarle NC 28002-0338		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock (Held By Self)	Acquisiton	2015-05-22	2,002	$3.10	9,038	No	4	P	Direct
Common Stock (Held By Spouse)	Acquisiton	2015-05-22	1,736	$3.05	5,365	No	4	P	Indirect	By Spouse of Reporting Person Solely

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Indirect	By Spouse of Reporting Person Solely

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock (See Footnote 1)	10,855	Direct
Common Stock (See Footnote 2)	2,060	Direct
Common Stock (See Footnote 3)	41	Direct
Common Stock (See Footnote 4)	5,143	Indirect	By Pershing LLC Safekeeper for Allen H. Bowers (Spouse of Reporting Person)

Footnotes

Held by Cede & Co., Depository for Pershing LLC Safekeeper for Nadine B. Bowers
Held by Cede & Co., Depository for PTC Custodian FBO Nadine B. Bowers - IRA
Held by Cede & Co., Depository for Pershing LLC Custodian FBO Nadine B. Bowers - IRA
Held by Cede & Co., Depository for Pershing LLC Safekeeper for Allen H. Bowers