Filing Details

Accession Number:
0001181431-15-007476
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-05-26 17:09:28
Reporting Period:
2013-05-24
Filing Date:
2015-05-26
Accepted Time:
2015-05-26 17:09:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1070412 Consol Energy Inc CNX Bituminous Coal & Lignite Surface Mining (1221) 510337383
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1642903 L. Lorraine Ritter 1000 Consol Energy Drive
Canonsburg PA 15317
Controller And Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares, $0.01 Per Share Acquisiton 2013-05-24 50 $35.76 19,484 No 4 P Direct
Common Shares, $0.01 Per Share Acquisiton 2013-05-24 14 $0.00 19,498 No 4 A Direct
Common Shares, $0.01 Per Share Disposition 2013-06-01 851 $34.74 18,647 No 4 S Direct
Common Shares, $0.01 Per Share Acquisiton 2013-08-23 60 $33.85 18,707 No 4 P Direct
Common Shares, $0.01 Per Share Acquisiton 2013-08-23 5 $0.00 18,712 No 4 A Direct
Common Shares, $0.01 Per Share Acquisiton 2013-12-04 55 $36.89 18,767 No 4 P Direct
Common Shares, $0.01 Per Share Acquisiton 2013-12-04 5 $0.00 18,772 No 4 A Direct
Common Shares, $0.01 Per Share Disposition 2014-01-26 181 $37.25 18,591 No 4 S Direct
Common Shares, $0.01 Per Share Acquisiton 2014-01-31 3,347 $0.00 21,938 No 4 A Direct
Common Shares, $0.01 Per Share Disposition 2014-02-23 139 $40.30 21,799 No 4 S Direct
Common Shares, $0.01 Per Share Acquisiton 2014-02-28 26 $39.81 21,825 No 4 P Direct
Common Shares, $0.01 Per Share Acquisiton 2014-02-28 5 $0.00 21,830 No 4 A Direct
Common Shares, $0.01 Per Share Acquisiton 2014-03-07 2,500 $15.39 24,330 No 4 M Direct
Common Shares, $0.01 Per Share Disposition 2014-03-07 2,500 $40.07 21,830 No 4 S Direct
Common Shares, $0.01 Per Share Acquisiton 2014-05-30 24 $44.52 21,854 No 4 P Direct
Common Shares, $0.01 Per Share Acquisiton 2014-05-30 4 $0.00 21,858 No 4 A Direct
Common Shares, $0.01 Per Share Acquisiton 2014-09-02 26 $40.19 21,884 No 4 P Direct
Common Shares, $0.01 Per Share Acquisiton 2014-09-02 5 $0.00 21,889 No 4 A Direct
Common Shares, $0.01 Per Share Acquisiton 2014-12-03 28 $37.83 21,917 No 4 P Direct
Common Shares, $0.01 Per Share Acquisiton 2014-12-03 5 $0.00 21,922 No 4 A Direct
Common Shares, $0.01 Per Share Disposition 2015-01-26 218 $31.05 21,704 No 4 S Direct
Common Shares, $0.01 Per Share Acquisiton 2015-01-30 1,728 $0.00 23,432 No 4 A Direct
Common Shares, $0.01 Per Share Disposition 2015-01-31 343 $28.95 23,089 No 4 S Direct
Common Shares, $0.01 Per Share Acquisiton 2015-03-06 37 $30.36 23,126 No 4 P Direct
Common Shares, $0.01 Per Share Acquisiton 2015-03-06 6 $0.00 23,132 No 4 A Direct
Common Shares, $0.01 Per Share Acquisiton 2015-04-30 1,976 $22.75 25,108 No 4 M Direct
Common Shares, $0.01 Per Share Disposition 2015-04-30 1,976 $30.60 23,132 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 A Direct
No 4 S Direct
No 4 P Direct
No 4 A Direct
No 4 P Direct
No 4 A Direct
No 4 S Direct
No 4 A Direct
No 4 S Direct
No 4 P Direct
No 4 A Direct
No 4 M Direct
No 4 S Direct
No 4 P Direct
No 4 A Direct
No 4 P Direct
No 4 A Direct
No 4 P Direct
No 4 A Direct
No 4 S Direct
No 4 A Direct
No 4 S Direct
No 4 P Direct
No 4 A Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares, $0.01 Per Share Stock Option (right to buy) Disposition 2014-03-07 2,500 $0.00 2,500 $15.39
Common Shares, Par Value $0.01 Per Share Stock Option (right to buy) Disposition 2015-04-30 1,976 $0.00 1,976 $22.75
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2014-04-27 No 4 M Direct
0 2015-05-03 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares, $0.01 Per Share 1,697 Indirect By 401(k) Plan
Footnotes
  1. Represents shares of Company common stock acquired through a dividend reinvestment plan implemented by the reporting person.
  2. Represents dividend equivalent rights earned under the Equity Incentive Plan as part of a grant of restricted stock units.
  3. Represents shares withheld to satisfy the reporting person's tax liability resulting from the vesting of restricted stock units previously granted to her.
  4. The reporting person's purchase of CONSOL Energy Inc. (the "Company") common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act:"), to the extent of 60 shares, with the reporting person's sale of shares of the Company's common stock on January 26, 2014. The reporting person has made arrangements with the Company to disgorge to the Company $204.11, which represents the full amount of profit calculated in connection with the transactions.
  5. The reporting person's purchase of the Company's common stock reported herein was matchable under Section 16(b) of the Exchange Act, to the extent of 55 shares, with the reporting person's sale of 139 shares of the Company's common stock at a price of $40.30 per share on February 23, 2014. The reporting person has made arrangements with the Company to disgorge to the Company $188.31, which represents the full amount of profit calculated in connection with the transactions.
  6. Grant of restricted stock units, which vest annually in equal installments over a period of three years, under the Company's Equity Incentive Plan.
  7. The reporting person's purchase of the Company's common stock reported herein was matchable under Section 16(b) of the Exchange Act, to the extent of 26 shares, with the reporting person's sale of shares of the Company's common stock on February 23, 2014. The reporting person has made arrangements with the Company to disgorge to the Company $12.80, which represents the full amount of profit calculated in connection with the transactions.
  8. The option vested in four equal installments on April 27, 2005, 2006, 2007 and 2008.
  9. The option vested in four equal installments on May 3, 2006, 2007, 2008 and 2009.
  10. The reporting person's purchase of the Company's common stock reported herein was matchable under Section 16(b) of the Exchange Act, to the extent of 37 shares, with the reporting person's sale of shares of the Company's common stock on January 26, 2015. The reporting person has made arrangements with the Company to disgorge to the Company $25.97, which represents the full amount of profit calculated in connection with the transactions.
  11. Of the 23,132 shares owned directly, 3,977 are restricted stock units (including divdend equivalend rights).