Filing Details

Accession Number:
0001209191-15-046298
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2015-05-22 17:56:28
Reporting Period:
2015-05-18
Filing Date:
2015-05-22
Accepted Time:
2015-05-22 17:56:28
Original Submission Date:
2015-05-19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1595974 Rubicon Project Inc. RUBI Services-Computer Programming, Data Processing, Etc. (7370) 208881738
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1603807 Frank Addante C/O The Rubicon Project, Inc.
12181 Bluff Creek Drive, 4Th Floor
Los Angeles CA 90094
See Remarks Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-05-18 29,140 $17.22 2,363,063 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan in order to cover the reporting person's tax liability incurred upon the vesting of the reporting person's restricted shares.
  2. This Form 4 amends the Form 4 filed by the reporting person on May 19, 2015 to reflect the sale of an additional 4,856 shares to cover the reporting person's tax liability incurred upon the vesting of the reporting person's restricted shares. The Issuer's broker made the additional sale on May 21, 2015, with an effective date of May 18, 2015 and at the average price per share reported for the May 18, 2015 sales ($17.22), to correct the broker's error whereby they inadvertently undersold the number of shares required to cover the reporting person's tax liability.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.69 to $17.65, inclusive. The reporting person undertakes to provide to The Rubicon Project, Inc., any security holder of The Rubicon Project, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3 to this Form 4.