Filing Details

Accession Number:
0001209191-15-046083
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-05-22 16:01:24
Reporting Period:
2015-05-22
Filing Date:
2015-05-22
Accepted Time:
2015-05-22 16:01:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1536035 Roundy's Inc. RNDY Retail-Grocery Stores (5411) 272337996
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1038635 H Avy Stein 1033 Skokie Boulevard Suite 360
Northbrook IL 60062
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Disposition 2015-05-22 3,765,585 $3.41 3,334,911 No 4 S Indirect See Footnote
Common Stock, Par Value $0.01 Disposition 2015-05-22 113,381 $3.41 100,413 No 4 S Indirect See Footnote
Common Stock, Par Value $0.01 Disposition 2015-05-22 113,381 $3.41 100,413 No 4 S Indirect See Footnote
Common Stock, Par Value $0.01 Disposition 2015-05-22 32,653 $3.41 28,920 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.01 54,280 Direct
Footnotes
  1. Represents public offering price of $3.50 per share net of the underwriter's discount of $0.0875.
  2. Willis Stein & Partners III Sub, L.P. ("Fund III") is the record owner of these shares. Willis Stein & Partners Management III, L.P. ("Fund III General Partner") is the sole general partner of Fund III. Willis Stein & Partners Management III, LLC ("Management III") is the sole general partner of Fund III General Partner. John R. Willis and Avy H. Stein ("Managing Partners") are the Managing Partners of Management III. The Managing Partners, acting together, have the power to vote or dispose of these shares. Neither of the Managing Partners, acting alone, has voting or dispositive authority over any shares.
  3. Willis Stein & Partners Dutch III-A Sub, L.P. ("Dutch III-A") is the record owner of these shares. Fund III General Partner is the sole general partner of Dutch III-A. Management III is the sole general partner of Fund III General Partner. The Managing Partners are the Managing Partners of Management III. The Managing Partners, acting together, have the power to vote or dispose of these shares. Neither of the Managing Partners, acting alone, has voting or dispositive authority over any shares.
  4. Willis Stein & Partners Dutch III-B Sub, L.P. ("Dutch III-B") is the record owner of these shares. Fund III General Partner is the sole general partner of Dutch III-B. Management III is the sole general partner of Fund III General Partner. The Managing Partners are the Managing Partners of Management III. The Managing Partners, acting together, have the power to vote or dispose of these shares. Neither of the Managing Partners, acting alone, has voting or dispositive authority over any shares.
  5. Willis Stein & Partners III-C Sub, L.P. ("Fund III-C") is the record owner of these shares. Fund III General Partner is the sole general partner of Fund III-C. Management III is the sole general partner of Fund III General Partner. The Managing Partners are the Managing Partners of Management III. The Managing Partners, acting together, have the power to vote or dispose of these shares. Neither of the Managing Partners, acting alone, has voting or dispositive authority over any shares.