Home > Insider Trading > Filing (0001127602-15-018174)

Filing Details

Accession Number:: 0001127602-15-018174
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-05-21 18:19:21
Reporting Period:: 2015-05-20

Filing Date:: 2015-05-21
Accepted Time:: 2015-05-21 18:19:21
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1570585	Liberty Global Plc	LBTY	Cable & Other Pay Television Services (4841)	981089808

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1051091	Jr P John Cole	38 Hans Crescent London X0		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Ordinary Shares	Acquisiton	2015-05-20	10,000	$11.66	20,135	No	4	M	Direct
Class A Ordinary Shares	Disposition	2015-05-20	10,000	$54.23	10,135	No	4	S	Direct
Class C Ordinary Shares	Acquisiton	2015-05-20	10,000	$11.55	38,767	No	4	M	Direct
Class C Ordinary Shares	Acquisiton	2015-05-20	20,000	$10.99	58,767	No	4	M	Direct
Class C Ordinary Shares	Disposition	2015-05-20	10,000	$51.50	48,767	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Ordinary Shares	Stock Option A (right to buy)	Disposition	2015-05-20	10,000	$0.00	10,000	$11.66
Class C Ordinary Shares	Stock Option C (right to buy)	Disposition	2015-05-20	10,000	$0.00	10,000	$11.55
Class C Ordinary Shares	Stock Option C (right to buy)	Disposition	2015-05-20	20,000	$0.00	20,000	$10.99

Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
2015-06-15	No	4	M	Direct
2015-06-15	No	4	M	Direct
2015-06-15	No	4	M	Direct

Footnotes

On March 3, 2014, the Issuer distributed Class C ordinary shares as a dividend at the rate of one Class C ordinary share for each ordinary share outstanding as of February 14, 2014. As a result, pursuant to the anti-dilution provisions of the applicable incentive plan of the Issuer, a Class A option previously reported as an option for 10,000 shares at an exercise price of $23.21 per share was adjusted to reflect the dividend.
The price reflects a weighted average of sales made at prices ranging from $54.23 to $54.24. The Reporting Person agrees to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
On March 3, 2014, the Issuer distributed Class C ordinary shares as a dividend at the rate of one Class C ordinary share for each ordinary share outstanding as of February 14, 2014. As a result, pursuant to the anti-dilution provisions of the applicable incentive plan of the Issuer, a Class A option was adjusted for the dividend by allocating the exercise price of the original Class A option between an option based on Class A ordinary shares and an option based on Class C ordinary shares.
On March 3, 2014, the Issuer distributed Class C ordinary shares as a dividend at the rate of one Class C ordinary share for each ordinary share outstanding as of February 14, 2014. As a result, pursuant to the anti-dilution provisions of the applicable incentive plan of the Issuer, a Class C option previously reported as an option for 10,000 shares at an exercise price of $21.98 per share was adjusted to reflect the dividend.
The price reflects a weighted average of sales made at prices ranging from $51.49 to $51.51. The Reporting Person agrees to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
The option is immediately exercisable.