Filing Details

Accession Number:
0001144204-15-032312
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-05-19 16:32:07
Reporting Period:
2015-05-15
Filing Date:
2015-05-19
Accepted Time:
2015-05-19 16:32:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1499912 Fxcm Inc. FXCM Security & Commodity Brokers, Dealers, Exchanges & Services (6200) 273268672
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1505302 James Brown C/O Long Ridge Equity Partners
200 Madison Avenue, Suite 1900
New York NY 10016
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2015-05-15 86,930 $0.00 86,930 No 4 C Indirect By Trust
Class A Common Stock Disposition 2015-05-15 86,930 $1.51 0 No 4 S Indirect By Trust
Class A Common Stock Acquisiton 2015-05-15 48,975 $0.00 48,975 No 4 C Indirect By LLC
Class A Common Stock Disposition 2015-05-15 48,975 $1.50 0 No 4 S Indirect By LLC
Class A Common Stock Acquisiton 2015-05-15 47,518 $0.00 147,518 No 4 C Direct
Class A Common Stock Disposition 2015-05-15 47,518 $1.50 100,000 No 4 S Direct
Class A Common Stock Acquisiton 2015-05-18 8,300 $0.00 8,300 No 4 C Indirect By Trust
Class A Common Stock Disposition 2015-05-18 8,300 $1.45 0 No 4 S Indirect By Trust
Class A Common Stock Acquisiton 2015-05-18 8,780 $0.00 8,780 No 4 C Indirect By LLC
Class A Common Stock Disposition 2015-05-18 8,780 $1.45 0 No 4 S Indirect By LLC
Class A Common Stock Acquisiton 2015-05-18 7,467 $0.00 107,467 No 4 C Direct
Class A Common Stock Disposition 2015-05-18 7,467 $1.45 100,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect By Trust
No 4 S Indirect By Trust
No 4 C Indirect By LLC
No 4 S Indirect By LLC
No 4 C Direct
No 4 S Direct
No 4 C Indirect By Trust
No 4 S Indirect By Trust
No 4 C Indirect By LLC
No 4 S Indirect By LLC
No 4 C Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Com-Mon Stock Units of FXCM Holdings LLC Disposition 2015-05-15 86,930 $0.00 86,930 $0.00
Class A Com-Mon Stock Units of FXCM Holdings LLC Disposition 2015-05-15 48,975 $0.00 48,975 $0.00
Class A Com-Mon Stock Units of FXCM Holdings LLC Disposition 2015-05-15 47,518 $0.00 47,518 $0.00
Class A Com-Mon Stock Units of FXCM Holdings LLC Disposition 2015-05-18 8,300 $0.00 8,300 $0.00
Class A Com-Mon Stock Units of FXCM Holdings LLC Disposition 2015-05-18 8,780 $0.00 8,780 $0.00
Class A Com-Mon Stock Units of FXCM Holdings LLC Disposition 2015-05-18 7,467 $0.00 7,467 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
224,792 No 4 C Indirect
74,900 No 4 C Indirect
76,408 No 4 C Direct
216,492 No 4 C Indirect
66,120 No 4 C Indirect
68,941 No 4 C Direct
Footnotes
  1. Pursuant to the terms of an exchange agreement, as of December 7, 2011, units of FXCM Holdings LLC are exchangeable for shares of Class A common stock of FXCM Inc. on a one-for-one basis.
  2. Held by a trust for the benefit of the Reporting Person's family, for which the Reporting Person's wife serves as trustee. The Reporting Person disclaims beneficial ownership over the securities held by this trust except to the extent of his pecuniary interest therein.
  3. This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.50 to $1.53, inclusive. The Reporting Person undertakes to provide to FXCM Inc., any security holder of FXCM Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. Held by a limited liability company, for which the Reporting Person is manager. The Reporting Person disclaims beneficial ownership over the securities held by this limited liability company except to the extent of his pecuniary interest therein.
  5. This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.45 to $1.455, inclusive. The Reporting Person undertakes to provide to FXCM Inc., any security holder of FXCM Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.