Filing Details

Accession Number:
0000845877-15-000104
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-05-18 17:39:08
Reporting Period:
2015-05-14
Filing Date:
2015-05-18
Accepted Time:
2015-05-18 17:39:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
845877 Federal Agricultural Mortgage Corp AGM Federal & Federally-Sponsored Credit Agencies (6111) 521578738
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1250225 D Tom Stenson C/O Farmer Mac
1999 K Street Nw, 4Th Floor
Washington DC 20006
Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class C Non-Voting Common Stock Acquisiton 2015-05-14 3,509 $26.36 27,171 No 4 M Direct
Class C Non-Voting Common Stock Disposition 2015-05-14 3,509 $32.91 23,662 No 4 S Direct
Class C Non-Voting Common Stock Acquisiton 2015-05-15 13,756 $26.36 37,418 No 4 M Direct
Class C Non-Voting Common Stock Disposition 2015-05-15 13,756 $32.63 23,662 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class C Non-Voting Common Stock Stock Option Disposition 2015-05-14 3,509 $26.36 3,509 $26.36
Class C Non-Voting Common Stock Stock Option Disposition 2015-05-15 13,756 $26.36 13,756 $26.36
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
37,634 2016-06-01 No 4 M Direct
23,878 2016-06-01 No 4 M Direct
Footnotes
  1. This report reflects (on Table I) (i) the acquisition of 3,509 shares of Class C Non-Voting Common Stock of the Federal Agricultural Mortgage Corporation ("Farmer Mac") through the exercise of a previously partially unexercised employee stock option acquired by the reporting person in June 2006 pursuant to former Rule 16b-3; (ii) the sale of 3,509 shares of Class C Non-Voting Common Stock of Farmer Mac; and (on Table II) (iii) the exercise of the June 2006 employee stock option. The exercise of the June 2006 employee stock option is exempt under Section 16(b) under Rule 16b-6 but is reported herein pursuant to Rule 16a-4.
  2. Includes 19,712 shares of unvested restricted stock previously granted pursuant to Farmer Mac's 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.
  3. Transaction effected during an open trading window for key employees and directors of Farmer Mac.
  4. This report reflects (on Table I) (i) the acquisition of 13,756 shares of Class C Non-Voting Common Stock through the exercise of a previously partially unexercised employee stock option acquired by the reporting person in June 2006 pursuant to former Rule 16b-3; (ii) the sale of 13,756 shares of Class C Non-Voting Common Stock; and (on Table II) (iii) the exercise of the June 2006 employee stock option. The exercise of the June 2006 employee stock option is exempt under Section 16(b) under Rule 16b-6 but is reported herein pursuant to Rule 16a-4.
  5. Exercisable beginning May 31, 2007 with respect to 14,115 shares, beginning May 31, 2008 with respect to 14,115 shares, and beginning May 31, 2009 with respect to 14,115 shares.