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Filing Details

Accession Number:: 0001209191-15-043316
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-05-15 16:17:45
Reporting Period:: 2015-05-13

Filing Date:: 2015-05-15
Accepted Time:: 2015-05-15 16:17:45
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1569391	Kcg Holdings Inc.	KCG	Security Brokers, Dealers & Flotation Companies (6211)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1580561	Stephen Schuler	Kcg Holdings, Inc. 545 Washington Boulevard Jersey City NJ 07310		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock, Par Value $0.01 Per Share	Disposition	2015-05-13	58,400	$0.00	5,523,249	No	4	S	Indirect	See Footnote
Restricted Stock Units	Acquisiton	2015-05-13	5,975	$0.00	12,932	No	4	A	Direct
Class A Common Stock, Par Value $0.01 Per Share	Disposition	2015-05-14	42,232	$0.00	5,481,017	No	4	S	Indirect	See Footnote
Restricted Stock Units	Disposition	2015-05-15	6,957	$0.00	5,975	No	4	M	Direct
Class A Common Stock, Par Value $0.01 Per Share	Acquisiton	2015-05-15	6,957	$0.00	14,178	No	4	M	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See Footnote
No	4	A	Direct
No	4	S	Indirect	See Footnote
No	4	M	Direct
No	4	M	Direct

Footnotes

Transactions executed in accordance with a Rule 10b5-1 trading plan established on February 2, 2015.
Represents the sale of 58,400 shares in multiple transactions at prices ranging from $13.40 to $13.44 per share, resulting in a weighted average sale price per share of $13.40. The reporting person undertakes to provide the SEC, the Issuer, or any security holder of the Issuer, upon request, full information pertaining to the number of shares sold at each price.
The reported securities are held by Serenity Investments, LLC, a limited liability company organized under the laws of the state of Alaska ("Serenity"). The reporting person and his wife separately hold equity interests in Serenity that together represent a controlling interest in Serenity. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.
Restricted stock units granted pursuant to the KCG Holdings, Inc. Amended and Restated Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of the Class A Common Stock of KCG Holdings, Inc. Restricted stock units will vest on May 13, 2016 or upon earlier retirement and will be settled upon vesting.
Represents the sale of 42,232 shares in multiple transactions at prices ranging from $13.40 to $13.45 per share, resulting in a weighted average sale price per share of $13.41. The reporting person undertakes to provide the SEC, the Issuer, or any security holder of the Issuer, upon request, full information pertaining to the number of shares sold at each price.
Represents restricted stock units that vested into Class A Common Stock of KCG Holdings, Inc. on a one-for-one basis.