Filing Details

Accession Number:
0001144204-15-030907
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-05-14 18:59:38
Reporting Period:
2015-04-21
Filing Date:
2015-05-14
Accepted Time:
2015-05-14 18:59:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1472847 Harrison Vickers & Waterman Inc HVCW Services-Business Services, Nec (7389) 262883037
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1617030 Richard James Giordano 4224 White Plains Road
3Rd Floor
Bronx NY 10466
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-04-21 87,990,000 $0.00 9,867 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Preferred Stock Disposition 2015-04-21 32,300 $0.00 0 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 S Direct
Footnotes
  1. HVW Holdings LLC sold 87,990,000 shares of common stock to Attitude Drinks Incorporated for $65,000 in a private transaction.
  2. These shares were owned directly by HVW Holdings LLC. The Highgrove 44 Trust and the Rothman, Reed & Rothchild Trust are members of HVW Holdings LLC. James Giordano is the managing member of HVW Holdings LLC and has the power to vote and dispose of the securities owned by HVW Holdings LLC. Mr. Giordano disclaims beneficial ownership of the shares held by HVW Holdings LLC except to the extent of any pecuniary interest that he may have in HVW Holdings LLC.
  3. The Series A Preferred Stock is convertible at any time at the holder's election, and has no expiration date.
  4. Each share of Series A Preferred Stock is convertible into 1,000 shares of common stock.
  5. The shares of Series A Preferred Stock were transferred by HVW Holdings LLC to a purchaser in consideration of the sale of Attitude Beer Holding Co. to Harrison Vickers and Waterman Inc.