Filing Details
- Accession Number:
- 0001140361-15-019824
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-05-14 18:56:08
- Reporting Period:
- 2010-02-09
- Filing Date:
- 2015-05-14
- Accepted Time:
- 2015-05-14 18:56:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1000045 | Nicholas Financial Inc | NICK | Short-Term Business Credit Institutions (6153) | 593019317 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1325815 | Scott Fink | 2454 Mcmullen Booth Road Building C, Suite 501B Clearwater FL 33759 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-02-09 | 5,000 | $7.84 | 9,141 | No | 4 | P | Direct | |
| Common Stock | Disposition | 2013-09-05 | 3,041 | $15.93 | 6,100 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | S | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | $11.44 | 2022-08-07 | 5,000 | 5,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2022-08-07 | 5,000 | 5,000 | Direct |
Footnotes
- Includes 100 shares paid as a 10% stock dividend on December 7, 2009, on the 1,000 shares then owned by the reporting person.
- This option vests in three equal installments beginning on August 7, 2013.
Billionaire Hedge Funds
