Filing Details

Accession Number:
0001437749-15-010204
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-05-14 17:45:52
Reporting Period:
2015-05-12
Filing Date:
2015-05-14
Accepted Time:
2015-05-14 17:45:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
879682 Viveve Medical Inc. VIVMF Electromedical & Electrotherapeutic Apparatus (3845) 043153858
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1198325 Daniel Janney C/O Alta Bioequities Management, Llc
One Embarcadero Center, Suite 3700
San Francisco CA 94111
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-05-12 2,702,702 $0.37 4,598,490 No 4 P Indirect See footnotes.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnotes.
Footnotes
  1. Directly beneficially owned by Alta BioEquities, L.P.
  2. Alta BioEquities Management, LLC is the general partner of Alta BioEquities, L.P. and may be deemed to have sole voting and investment power over the shares beneficially owned by Alta BioEquities, L.P. Daniel Janney is the Managing Director of Alta BioEquities Management, LLC. Mr. Janney disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.