Filing Details

Accession Number:
0001104659-15-038220
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-05-14 17:17:47
Reporting Period:
2015-05-12
Filing Date:
2015-05-14
Accepted Time:
2015-05-14 17:17:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1265131 Hilltop Holdings Inc. HTH State Commercial Banks (6022) 841477939
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1325149 A Hill Feinberg 200 Crescent Court, Suite 1330
Dallas TX 75201
First Southwest Holdings Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-05-12 16,900 $21.41 1,331,474 No 4 S Direct
Common Stock Disposition 2015-05-12 18,100 $0.00 1,313,374 No 5 G Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 5 G Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 25,776 Indirect By Wife
Common Stock 776 Indirect By Max McDermott Trust
Footnotes
  1. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.3601 to $21.45 per share, inclusive. The reporting person undertakes to provide to Hilltop Holdings Inc., any security holder of Hilltop Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
  2. The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that the reporting person is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of these shares.