Filing Details
- Accession Number:
- 0001225208-15-012112
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-05-14 16:40:47
- Reporting Period:
- 2015-05-12
- Filing Date:
- 2015-05-14
- Accepted Time:
- 2015-05-14 16:40:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1592329 | Clifton Bancorp Inc. | CSBK | Savings Institution, Federally Chartered (6035) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1245603 | R Christine Piano | 1433 Van Houten Avenue Clifton NJ 07015 | Evp, Cfo & Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-05-12 | 27,718 | $10.46 | 62,674 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-05-12 | 17,263 | $10.46 | 79,937 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-05-12 | 17,263 | $14.02 | 62,674 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-05-12 | 27,718 | $13.97 | 34,956 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-05-13 | 23,437 | $10.46 | 58,393 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-05-13 | 23,437 | $14.00 | 34,956 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-05-14 | 7,104 | $10.46 | 42,060 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-05-14 | 7,104 | $14.01 | 34,956 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-05-14 | 30 | $0.00 | 1,390 | No | 5 | J | Indirect | By 401(k) |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 5 | J | Indirect | By 401(k) |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option | Disposition | 2015-05-12 | 17,263 | $0.00 | 17,263 | $10.46 |
| Common Stock | Non-Statutory Stock Option | Disposition | 2015-05-12 | 27,718 | $13.97 | 27,718 | $10.46 |
| Common Stock | Incentive Stock Option | Disposition | 2015-05-13 | 23,437 | $0.00 | 23,437 | $10.46 |
| Common Stock | Incentive Stock Option | Disposition | 2015-05-14 | 7,104 | $0.00 | 7,104 | $10.46 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 30,541 | 2005-08-31 | 2015-08-31 | No | 4 | M | Direct |
| 0 | 2005-08-31 | 2015-08-31 | No | 4 | M | Direct |
| 7,104 | 2005-08-31 | 2015-08-31 | No | 4 | M | Direct |
| 0 | 2005-08-31 | 2015-08-31 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 33,244 | Indirect | By ESOP |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.99 to $14.04, inclusive. The reporting person undertakes to provide to Clifton Bancorp Inc., any security holder of Clifton Bancorp Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.95 to $14.02, inclusive. The reporting person undertakes to provide to Clifton Bancorp Inc., any security holder of Clifton Bancorp Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.96 to $14.05, inclusive. The reporting person undertakes to provide to Clifton Bancorp Inc., any security holder of Clifton Bancorp Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares at each separate price within the ranges set forth in this footnote.
- This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).
- Incentive Stock Options granted pursuant to the Clifton Savings Bancorp, Inc. 2005 Equity Incentive Plan are fully vested and exercisable.
- Non-Statutory Stock Options granted pursuant to the Clifton Savings Bancorp, Inc. 2005 Equity Incentive Plan are fully vested and exercisable.
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