Filing Details
- Accession Number:
- 0001209191-15-042575
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-05-13 21:36:51
- Reporting Period:
- 2015-03-18
- Filing Date:
- 2015-05-13
- Accepted Time:
- 2015-05-13 21:36:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1598665 | Heritage Insurance Holdings Inc. | HRTG | Fire, Marine & Casualty Insurance (6331) | 455338504 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1479170 | R Joseph Peiso | C/O Heritage Insurance Holdings, Inc. 2600 Mccormick Drive Suite 300 Clearwater FL 33759 | Vice President Of Compliance | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2015-03-18 | 7,859 | $21.52 | 5,000 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-03-18 | 5,163 | $21.52 | 0 | No | 4 | S | Indirect | See Footnote |
| Common Stock | Disposition | 2015-05-11 | 5,000 | $21.02 | 0 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-05-12 | 10,000 | $14.02 | 10,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-05-12 | 10,000 | $20.77 | 0 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-05-13 | 12,500 | $16.89 | 12,500 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-05-13 | 12,500 | $20.75 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | See Footnote |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-05-12 | 10,000 | $0.00 | 10,000 | $14.02 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-05-13 | 12,500 | $0.00 | 12,500 | $16.89 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-03-15 | 2017-09-24 | No | 4 | M | Direct |
| 0 | 2017-12-02 | No | 4 | M | Direct |
Footnotes
- This filing is late due to an inadvertent administrative error.
- The price is the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line is between $21.50 and $21.61 per share. Complete information regarding the number of shares purchased at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer.
- The price is the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line is between $21.50 and $21.63 per share. Complete information regarding the number of shares purchased at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer.
- The price is the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line is between $20.86 and $21.12 per share. Complete information regarding the number of shares purchased at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer.
- The price is the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line is between $20.52 and $20.85 per share. Complete information regarding the number of shares purchased at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer.
- The price is the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line is between $20.75 and $20.78 per share. Complete information regarding the number of shares purchased at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer.
- Shares of common stock reported on this line are held by Mr. Peiso's wife.
- Fifty percent (50%) of the stock options reported on this line were immediately vested on the grant date, and the remaining fifty percent (50%) vest on April 30, 2015.
Billionaire Hedge Funds
