Filing Details

Accession Number:
0001209191-15-042575
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-05-13 21:36:51
Reporting Period:
2015-03-18
Filing Date:
2015-05-13
Accepted Time:
2015-05-13 21:36:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1598665 Heritage Insurance Holdings Inc. HRTG Fire, Marine & Casualty Insurance (6331) 455338504
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1479170 R Joseph Peiso C/o Heritage Insurance Holdings, Inc.
2600 Mccormick Drive Suite 300
Clearwater FL 33759
Vice President Of Compliance No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-03-18 7,859 $21.52 5,000 No 4 S Direct
Common Stock Disposition 2015-03-18 5,163 $21.52 0 No 4 S Indirect See Footnote
Common Stock Disposition 2015-05-11 5,000 $21.02 0 No 4 S Direct
Common Stock Disposition 2015-05-12 10,000 $14.02 10,000 No 4 M Direct
Common Stock Disposition 2015-05-12 10,000 $20.77 0 No 4 S Direct
Common Stock Disposition 2015-05-13 12,500 $16.89 12,500 No 4 M Direct
Common Stock Disposition 2015-05-13 12,500 $20.75 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Indirect See Footnote
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2015-05-12 10,000 $0.00 10,000 $14.02
Common Stock Stock Option (Right to Buy) Disposition 2015-05-13 12,500 $0.00 12,500 $16.89
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2015-03-15 2017-09-24 No 4 M Direct
0 2017-12-02 No 4 M Direct
Footnotes
  1. This filing is late due to an inadvertent administrative error.
  2. The price is the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line is between $21.50 and $21.61 per share. Complete information regarding the number of shares purchased at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer.
  3. The price is the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line is between $21.50 and $21.63 per share. Complete information regarding the number of shares purchased at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer.
  4. The price is the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line is between $20.86 and $21.12 per share. Complete information regarding the number of shares purchased at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer.
  5. The price is the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line is between $20.52 and $20.85 per share. Complete information regarding the number of shares purchased at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer.
  6. The price is the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line is between $20.75 and $20.78 per share. Complete information regarding the number of shares purchased at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer.
  7. Shares of common stock reported on this line are held by Mr. Peiso's wife.
  8. Fifty percent (50%) of the stock options reported on this line were immediately vested on the grant date, and the remaining fifty percent (50%) vest on April 30, 2015.