Filing Details

Accession Number:
0001437749-15-009857
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-05-12 21:51:45
Reporting Period:
2015-05-12
Filing Date:
2015-05-12
Accepted Time:
2015-05-12 21:51:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1162461 Cutera Inc CUTR Electromedical & Electrotherapeutic Apparatus (3845) 770492262
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1284862 B David Apfelberg C/O Cutera, Inc.
3240 Bayshore Blvd
Brisbane CA 94005
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-05-12 7,000 $9.74 7,000 No 4 M Direct
Common Stock Disposition 2015-05-12 7,000 $14.08 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2015-05-12 7,000 $0.00 7,000 $9.74
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2009-06-12 2015-06-12 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 17,312 Indirect By Self and SUSAN M. APFELBERG, as Trustees, for DAVID B. APFELBERG & SUSAN M. APFELBERG Living Trus
Footnotes
  1. Stock sold pursuant to an employee stock option that was near it's expiration of June 12, 2015. Stock prices ranged from $13.92 to $14.30, with $14.0763 being the average. The reporting person undertakes to provide to Cutera, Inc., any security holder of Cutera, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1).
  2. Options vested according to the following schedule: 100% on the one year anniversary of the grant date.