Filing Details

Accession Number:
0001140361-15-019188
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-05-12 18:44:42
Reporting Period:
2015-05-08
Filing Date:
2015-05-12
Accepted Time:
2015-05-12 18:44:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1293818 Opgen Inc OPGN,OPGNW Services-Medical Laboratories (8071) 061614015
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1641535 Timothy Howe 1055 Washington Boulevard
Stamford CT 06901
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-05-08 12,500 $6.00 68,317 No 4 P Indirect See footnote
Common Stock Acquisiton 2015-05-08 320,011 $0.00 388,328 No 4 C Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnote
No 4 C Indirect See footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Redeemable Convertible Preferred Stock Disposition 2015-05-08 320,011 $0.00 320,011 $0.00
Common Stock Warrants Acquisiton 2015-05-08 12,500 $0.00 12,500 $6.60
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 2015-05-08 2020-05-08 No 4 P Indirect
Footnotes
  1. Series A Redeemable Convertible Preferred Stock automatically converted into common stock on a 1-to-1 basis upon the consummation of the Company's initial public offering.
  2. The securities are directly held by CHL Medical Partners III, L.P. and CHL Medical Partners III Side Fund, L.P. (collectively, the "CHL Medical Partners Funds"). Mr. Howe is an officer of the General Partner of CHL Medical Partners Funds, and may be deemed to have shared voting and dispositive power over the shares owned by CHL Medical Partners Funds. Mr. Howe disclaims beneficial ownership of all shares held by CHL Medical Partners Funds, except to the extent of his actual pecuniary interest therein.