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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1293818	Opgen Inc	OPGN,OPGNW	Services-Medical Laboratories (8071)	061614015

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
893739	Harris & Harris Group Inc /Ny/	1450 Broadway 24Th Floor New York NY 10018		No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2015-05-08	300,833	$6.00	330,716	No	4	P	Direct
Common Stock	Acquisiton	2015-05-08	610,017	$0.00	940,733	No	4	C	Direct
Common Stock	Acquisiton	2015-05-08	209,020	$0.00	1,149,753	No	4	C	Direct
Common Stock	Acquisiton	2015-05-08	260,043	$0.00	1,409,796	No	4	C	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	P	Direct
No	4	C	Direct
No	4	C	Direct
No	4	C	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Series A Redeemable Convertible Preferred Stock	Disposition	2015-05-08	610,017	$0.00	610,017	$0.00
Common Stock	2014 Convertible Notes	Disposition	2015-05-08	209,020	$0.00	209,020	$0.00
Common Stock	2015 Convertible Notes	Disposition	2015-05-08	260,043	$0.00	260,043	$0.00
Common Stock	Warrants	Acquisiton	2015-05-08	300,833	$0.00	300,833	$6.60

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0			No	4	C	Direct
0			No	4	C	Direct
0			No	4	C	Direct
300,833	2015-05-08	2020-05-08	No	4	P	Direct

Footnotes

Series A Redeemable Convertible Preferred Stock automatically converted into common stock on a 1-to-1 basis upon the consummation of the Company's initial public offering.
The 2014 Convertible Notes automatically converted into shares of Series A Preferred Stock upon the consummation of the Company's initial public offering at a conversion rate of one share of Series A Preferred Stock for every $1.00 of principal converted. Each share of Series A Preferred Stock automatically converted into one share of common stock upon the consummation of the Company's initial public offering.
The 2015 Convertible Notes converted into Series A Preferred Stock upon the consummation of the Company's initial public offering at a conversion rate of 1.25 shares of Series A Preferred Stock for each $1.00 of principal converted. Each share of Series A Preferred stock automatically converted into one share of common stock upon the consummation of the Company's initial public offering.