Filing Details

Accession Number:
0001547903-15-000086
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-05-12 18:07:47
Reporting Period:
2015-05-08
Filing Date:
2015-05-12
Accepted Time:
2015-05-12 18:07:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1547903 Nmi Holdings Inc. NMIH Surety Insurance (6351) 454914248
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1610475 Iii Hamilton Robert Fore C/O Nmi Holdings, Inc.
2100 Powell Street, 12Th Fl.
Emeryville CA 94608
Vice President, Controller No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Shares, $0.01 Par Value Per Share Acquisiton 2015-05-08 3,333 $0.00 18,090 No 4 M Direct
Class A Common Shares, $0.01 Par Value Per Share Disposition 2015-05-11 1,224 $7.81 16,866 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Shares, $0.01 Par Value Per Share Restricted Stock Unit (right to receive) Disposition 2015-05-08 3,333 $0.00 3,333 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
6,667 No 4 M Direct
Footnotes
  1. Restricted stock units convert into common stock on a one-for-one basis.
  2. Represents shares sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 16, 2014 to pay withholding taxes due in connection with the vesting of certain restricted stock units on May 8, 2015.
  3. Represents 2,109 class A common shares and 14,757 unvested restricted stock units.
  4. On May 8, 2014, the reporting person was granted 10,000 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.