Filing Details

Accession Number:
0001348324-15-000063
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-05-12 17:31:09
Reporting Period:
2015-05-11
Filing Date:
2015-05-12
Accepted Time:
2015-05-12 17:31:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1348324 Ldr Holding Corp LDRH Surgical & Medical Instruments & Apparatus (3841) 203933262
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1387652 Robert Mcnamara 13785 Research Blvd., Suite 200
Austin TX 78750
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-05-11 996 $4.19 3,571 No 4 M Direct
Common Stock Acquisiton 2015-05-11 1,111 $15.00 4,682 No 4 M Direct
Common Stock Acquisiton 2015-05-11 1,781 $4.19 6,463 No 4 M Direct
Common Stock Acquisiton 2015-05-11 1,667 $15.00 8,130 No 4 M Direct
Common Stock Acquisiton 2015-05-11 2,197 $15.00 10,327 No 4 M Direct
Common Stock Acquisiton 2015-05-11 5,468 $27.41 15,795 No 4 M Direct
Common Stock Acquisiton 2015-05-11 1,250 $32.78 17,045 No 4 M Direct
Common Stock Disposition 2015-05-11 17,045 $38.13 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Incentive Stock Option (right to buy) Disposition 2015-05-11 996 $0.00 996 $4.19
Common Stock Incentive Stock Option (right to buy) Disposition 2015-05-11 1,111 $0.00 1,111 $15.00
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2015-05-11 1,781 $0.00 1,781 $4.19
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2015-05-11 1,667 $0.00 1,667 $15.00
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2015-05-11 2,197 $0.00 2,197 $15.00
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2015-05-11 5,468 $0.00 5,468 $27.41
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2015-05-11 1,250 $0.00 1,250 $32.78
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,976 2013-04-23 2022-05-21 No 4 M Direct
16,110 2013-10-11 2023-10-08 No 4 M Direct
10,698 2013-04-23 2022-05-21 No 4 M Direct
37,553 2013-10-11 2023-10-08 No 4 M Direct
35,356 2013-10-11 2023-10-08 No 4 M Direct
12,032 2014-02-16 2024-01-16 No 4 M Direct
13,750 2015-02-01 2025-01-01 No 4 M Direct
Footnotes
  1. Includes 346 ESPP shares acquired under the LDR Holding Corporation Amended and Restated 2013 Employee Stock Purchase Plan on May 30, 2014. Also includes 2,229 shares acquired through an RSU grant which vested on January 16, 2015.
  2. The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $38.00 to $38.26. The reporting person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares sold at each separate price such shares were sold.
  3. ISO becomes exercisable in combination with NQSO granted on the same date wherein 25% of the shares granted become exercisable upon one year from the vesting commencement date of April 23, 2012, then in thirty-six equal monthly installments thereafter.
  4. ISO becomes exercisable in combination with NQSO granted on the same date wherein the shares vest in forty-eight equal monthly installments from the vesting commencement date of September 11, 2013.
  5. ISO becomes exercisable in combination with NQSO granted on the same date wherein 25% of the shares granted become exercisable upon one year from the vesting commencement date of April 23, 2012, then in thirty-six equal monthly installments thereafter.
  6. The option becomes exercisable in forty-eight equal monthly installments following the vesting commencement date of September 11, 2013.
  7. The option becomes exercisable in forty-eight equal monthly installments from the vesting commencement date of January 16, 2014.
  8. The option becomes exercisable in forty-eight monthly installments from the vesting commencement date of January 1, 2015.