Filing Details

Accession Number:
0001209191-15-041790
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-05-12 17:07:02
Reporting Period:
2015-05-08
Filing Date:
2015-05-12
Accepted Time:
2015-05-12 17:07:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
880631 Wisdomtree Investments Inc. WETF Security Brokers, Dealers & Flotation Companies (6211) 133487784
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1237844 Frank Salerno C/O Wisdomtree Investments, Inc.
245 Park Avenue, 35Th Floor
New York NY 10167
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-05-08 100,000 $2.03 180,761 No 4 M Direct
Common Stock Disposition 2015-05-11 800 $19.99 179,961 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2015-05-08 100,000 $0.00 100,000 $2.03
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
100,000 2015-07-21 No 4 M Direct
Footnotes
  1. Includes restricted stock award which vests as to 6,672 shares on June 27, 2015.
  2. The price included in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $19.95 to $20.09, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) of this Form 4.
  3. Exercisable as to 150,000 shares on each of July 22, 2006, 2007 and 2008.