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Filing Details

Accession Number:
0001094891-15-000171
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-05-12 16:57:26
Reporting Period:
2015-05-12
Filing Date:
2015-05-12
Accepted Time:
2015-05-12 16:57:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1622577 Arowana Inc. ARWA Blank Checks (6770) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1641004 Khan Kien Kwan C/o Arowana Inc.
Level 11, 153 Walker Street
North Sydney C3 NSW 2060
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Acquisiton 2015-05-12 642 $10.00 6,043 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ordinary Share Right to Receive Ordinary Share Acquisiton 2015-05-12 642 $10.00 64 $0.00
Ordinary Share Redeemable Warrant Acquisiton 2015-05-12 642 $10.00 321 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
6,043 No 4 P Direct
6,043 No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Ordinary Shares 25,554 Direct
Footnotes
  1. Represents securities underlying units of the Issuer ("Unit"). Each Unit consists of one ordinary share, one right ("Right") to receive one-tenth of one ordinary share upon the consummation of the Issuer's initial business combination and one redeemable warrant ("Warrant") entitling the holder to purchase one-half of one ordinary share.
  2. Represents the price for which 642 Units were purchased, which price includes consideration for the underlying Ordinary Shares, Rights and Warrants. The Reporting Person irrevocably committed to purchase such Units prior to the effective date of the registration statement relating to the Issuer's initial public offering.
  3. Each Right entitles the holder to receive one-tenth (1/10) of one ordinary share upon consummation of the Issuer's initial business combination.
  4. If the Issuer fails to consummate an initial business combination within eighteen (18) months from the closing of the Issuer's initial public offering, the Issuer will be dissolved and the Rights will expire worthless.
  5. Each Warrant entitles the holder thereof to purchase one-half of one ordinary share at a price of $12.50 per full share, exercisable in multiples of two.
  6. Each Warrant will become exercisable on the later of the completion of an initial business combination and April 30, 2016.
  7. Each Warrant will expire five years after the completion of an initial business combination, or earlier upon redemption.