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Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2015-05-12 16:09:56
Reporting Period:
Filing Date:
Accepted Time:
2015-05-12 16:09:56
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
909954 Keurig Green Mountain Inc. GMCR Miscellaneous Food Preparations & Kindred Products (2090) 030339228
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1190600 H Norman Wesley 33 Coffee Lane
Waterbury VT 05676
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-05-11 5,000 $101.92 26,329 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 10,000 Indirect Wesley GST Exempt Trust
  1. This transaction was executed in multiple trades at prices ranging from $101.25 to $102.85. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC Staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  2. The reporting person is an investment adviser of Wesley GST Exempt Trust (the "Trust"), that owns the reported securities; the reporting person's children are the beneficiaries of the Trust. As an investment adviser, the reporting person may be deemed to have indirect beneficial ownership of all shares of common stock of which the Trust has beneficial ownership. However, the reporting person disclaims beneficial ownership of all shares of common stock held by the Trust except to the extent of his pecuniary interest therein.