Filing Details
- Accession Number:
- 0001209191-15-041137
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-05-11 16:30:39
- Reporting Period:
- 2015-02-17
- Filing Date:
- 2015-05-11
- Accepted Time:
- 2015-05-11 16:30:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1001316 | Tg Therapeutics Inc. | TGTX | Pharmaceutical Preparations (2834) | 363898269 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1377942 | S.a.s.u. Biotechnologies Lfb | 3, Avenue Des Tropiques Bp 40305 Les Ulis 91942 Courtaboeuf Cedex I0 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-02-17 | 114,855 | $6.53 | 5,114,855 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2015-05-07 | 2,500,000 | $0.00 | 7,614,855 | No | 4 | X | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | X | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrants to Purchase Common Stock | Disposition | 2015-05-07 | 2,500,000 | $0.00 | 2,500,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2022-11-09 | No | 4 | X | Direct |
Footnotes
- The warrant became exercisable following equity financings in which TG Therapeutics, Inc. received gross proceeds of at least $7,500,000.
Billionaire Hedge Funds
