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Filing Details

Accession Number:
0001209191-15-040942
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2015-05-11 12:35:59
Reporting Period:
2014-11-05
Filing Date:
2015-05-11
Accepted Time:
2015-05-11 12:35:59
Original Submission Date:
2014-11-07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1294133 Inogen Inc INGN Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1181338 Md A Ross Jaffe One Sansome Street
Suite 3630
San Francisco CA 94104
No No Yes No
1201580 D Samuel Colella One Sansome Street
Suite 3630
San Francisco CA 94104
No No Yes No
1228684 Phd J William Link One Sansome Street
Suite 3630
San Francisco CA 94104
No No Yes No
1266567 G Brian Atwood One Sansome Street
Suite 3630
San Francisco CA 94104
No No Yes No
1279660 B Donald Milder One Sansome Street
Suite 3630
San Francisco CA 94104
No No Yes No
1354131 Versant Venture Capital Ii, Lp One Sansome Street
Suite 3630
San Francisco CA 94104
No No Yes No
1354132 Versant Affiliates Fund Ii-A, Lp One Sansome Street
Suite 3630
San Francisco CA 94104
No No Yes No
1354307 Versant Side Fund Ii, Lp One Sansome Street
Suite 3630
San Francisco CA 94104
No No Yes No
1354727 Versant Ventures Ii Llc One Sansome Street
Suite 3630
San Francisco CA 94104
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-11-05 3,476 $0.00 26,061 No 4 J Indirect See Footnote
Common Stock Disposition 2014-11-05 389,136 $0.00 2,917,544 No 4 J Indirect See Footnote
Common Stock Acquisiton 2014-11-05 42,216 $0.00 42,216 No 4 J Indirect See Footnote
Common Stock Disposition 2014-11-05 42,216 $0.00 0 No 4 J Indirect See Footnote
Common Stock Acquisiton 2014-11-05 194 $0.00 9,195 No 4 J Indirect By Atwood Edminster Trust
Common Stock Acquisiton 2014-11-05 5,594 $0.00 14,789 No 4 J Indirect By Atwood Edminster Trust
Common Stock Acquisiton 2014-11-05 388 $0.00 9,584 No 4 J Indirect By Colella Family Partners and Colella Family Trust UTA Dated 9/21/92
Common Stock Acquisiton 2014-11-05 5,596 $0.00 15,180 No 4 J Indirect By Colella Family Partners and Colella Family Trust UTA Dated 9/21/92
Common Stock Acquisiton 2014-11-05 243 $0.00 9,294 No 4 J Indirect By The Jaffe Family Trust
Common Stock Acquisiton 2014-11-05 5,595 $0.00 14,889 No 4 J Indirect By The Jaffe Family Trust
Common Stock Acquisiton 2014-11-05 243 $0.00 9,294 No 4 J Indirect By The Link Family Trust
Common Stock Acquisiton 2014-11-05 5,595 $0.00 14,889 No 4 J Indirect By The Link Family Trust
Common Stock Acquisiton 2014-11-05 486 $0.00 3,174 No 4 J Indirect By Milder Community Property Trust
Common Stock Acquisiton 2014-11-05 1,398 $0.00 4,572 No 4 J Indirect By Milder Community Property Trust
Common Stock Disposition 2014-11-06 4,238 $24.56 58,495 No 4 S Indirect See Footnote
Common Stock Disposition 2014-11-07 3,150 $23.95 55,345 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Indirect See Footnote
No 4 J Indirect See Footnote
No 4 J Indirect See Footnote
No 4 J Indirect See Footnote
No 4 J Indirect By Atwood Edminster Trust
No 4 J Indirect By Atwood Edminster Trust
No 4 J Indirect By Colella Family Partners and Colella Family Trust UTA Dated 9/21/92
No 4 J Indirect By Colella Family Partners and Colella Family Trust UTA Dated 9/21/92
No 4 J Indirect By The Jaffe Family Trust
No 4 J Indirect By The Jaffe Family Trust
No 4 J Indirect By The Link Family Trust
No 4 J Indirect By The Link Family Trust
No 4 J Indirect By Milder Community Property Trust
No 4 J Indirect By Milder Community Property Trust
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
Footnotes
  1. Represents a pro-rata in-kind distribution of Common Stock of the Issuer for no consideration by Versant Side Fund II, L.P. ("VSF II") to its partners.
  2. Shares held by VSF II. Versant Ventures II, LLC ("VV II") serves as the sole general partner of VSF II. Brian G. Atwood, Samuel D. Colella, Ross A. Jaffe, William J. Link, Ph.D., Donald B. Milder, Rebecca B. Robertson, Bradley J. Bolzon, Charles M. Warden, and Barbara N. Lubash are directors and/or members of VV II and share voting and dispositive power over the shares held by VSF II, however, each disclaim beneficial ownership of these shares, except to the extent of their pecuniary interest in such shares.
  3. Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Versant Venture Capital II, L.P. ("VVC II") without consideration to its partners.
  4. Shares held by VVC II. VV II serves as the sole general partner of VVC II. Brian G. Atwood, Samuel D. Colella, Ross A. Jaffe, William J. Link, Ph.D., Donald B. Milder, Rebecca B. Robertson, Bradley J. Bolzon, Charles M. Warden, and Barbara N. Lubash are directors and/or members of VV II and share voting and dispositive power over the shares held by VVC II, however, each disclaim beneficial ownership of these shares, except to the extent of their pecuniary interest in such shares.
  5. Represents a change in the form of ownership by virtue of the receipt of shares in the pro-rata distribution of Common Stock of the Issuer by VVC II.
  6. The shares are held by VV II. Brian G. Atwood, Samuel D. Colella, Ross A. Jaffe, William J. Link, Ph.D., Donald B. Milder, Rebecca B. Robertson, Bradley J. Bolzon, Charles M. Warden and Barbara N. Lubash are directors and/or members of VV II and share voting and dispositive power over the shares held by VV II, however, each disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.
  7. Represents a pro-rata in-kind distibution of Common Stock of the Issuer by VV II without consideration to its members.
  8. The shares are held by the Atwood-Edminster Trust dated 4/2/2000 (the "Trust") for the benefit of Brian G. Atwood. Brian G. Atwood is a trustee of the Trust. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his proportionate pecuniary interest therein.
  9. The shares are held by Colella Family Partners and Colella Family Trust UTA Dated 9/21/92 for the benefit of Samuel D. Colella. Samuel D. Colella is a general partner of Colella Family Partners and a trustee of Colella Family Trust UTA Dated 9/21/92. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his proportionate pecuniary interest therein.
  10. The shares are held by The Jaffe Family Trust (the "Trust") for the benefit of Ross A. Jaffe. Ross A. Jaffe is a trustee of the Trust. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his proportionate pecuniary interest therein.
  11. The shares are held by The Link Family Trust (the "Trust") for the benefit of William J. Link. William J. Link is a trustee of the Trust. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his proportionate pecuniary interest therein.
  12. The shares are held by the Milder Community Property Trust (the "Trust") for the benefit of Donald B. Milder. Donald B. Milder is a trustee of the Trust. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his proportionate pecuniary interest therein.
  13. Price reflected is the weighted-average sale price for shares sold. The range of the sale prices for the transaction was $24.13 and $24.87 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or security holder of the Issuer, full information regarding the number of shares sold at each sepate price.
  14. Shares held by Versant Affiliates Fund II-A, L.P. ("VAF II-A"). VV II serves as the sole general partner of VAF II-A. Brian G. Atwood, Samuel D. Colella, Ross A. Jaffe, William J. Link, Ph.D., Donald B. Milder, Rebecca B. Robertson, Bradley J. Bolzon, Charles M. Warden, and Barbara N. Lubash are directors and/or members of VV II and share voting and dispositive power over the shares held by VAF II-A, however, each disclaim beneficial ownership of these shares, except to the extent of their pecuniary interest in such shares.
  15. Price reflected is the weighted-average sale price for shares sold. The range of the sale prices for the transaction was $23.475 and $24.34 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or security holder of the Issuer, full information regarding the number of shares sold at each sepate price.