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Filing Details

Accession Number:: 0001209191-15-040942
Form Type:: 4/A
Zero Holdings:: No
Publication Time:: 2015-05-11 12:35:59
Reporting Period:: 2014-11-05

Filing Date:: 2015-05-11
Accepted Time:: 2015-05-11 12:35:59
Original Submission Date:: 2014-11-07
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1294133	Inogen Inc	INGN	Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842)	000000000

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1181338	Md A Ross Jaffe	One Sansome Street Suite 3630 San Francisco CA 94104	No	No	Yes	No
1201580	D Samuel Colella	One Sansome Street Suite 3630 San Francisco CA 94104	No	No	Yes	No
1228684	Phd J William Link	One Sansome Street Suite 3630 San Francisco CA 94104	No	No	Yes	No
1266567	G Brian Atwood	One Sansome Street Suite 3630 San Francisco CA 94104	No	No	Yes	No
1279660	B Donald Milder	One Sansome Street Suite 3630 San Francisco CA 94104	No	No	Yes	No
1354131	Versant Venture Capital Ii, Lp	One Sansome Street Suite 3630 San Francisco CA 94104	No	No	Yes	No
1354132	Versant Affiliates Fund Ii-A, Lp	One Sansome Street Suite 3630 San Francisco CA 94104	No	No	Yes	No
1354307	Versant Side Fund Ii, Lp	One Sansome Street Suite 3630 San Francisco CA 94104	No	No	Yes	No
1354727	Versant Ventures Ii Llc	One Sansome Street Suite 3630 San Francisco CA 94104	No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2014-11-05	3,476	$0.00	26,061	No	4	J	Indirect	See Footnote
Common Stock	Disposition	2014-11-05	389,136	$0.00	2,917,544	No	4	J	Indirect	See Footnote
Common Stock	Acquisiton	2014-11-05	42,216	$0.00	42,216	No	4	J	Indirect	See Footnote
Common Stock	Disposition	2014-11-05	42,216	$0.00	0	No	4	J	Indirect	See Footnote
Common Stock	Acquisiton	2014-11-05	194	$0.00	9,195	No	4	J	Indirect	By Atwood Edminster Trust
Common Stock	Acquisiton	2014-11-05	5,594	$0.00	14,789	No	4	J	Indirect	By Atwood Edminster Trust
Common Stock	Acquisiton	2014-11-05	388	$0.00	9,584	No	4	J	Indirect	By Colella Family Partners and Colella Family Trust UTA Dated 9/21/92
Common Stock	Acquisiton	2014-11-05	5,596	$0.00	15,180	No	4	J	Indirect	By Colella Family Partners and Colella Family Trust UTA Dated 9/21/92
Common Stock	Acquisiton	2014-11-05	243	$0.00	9,294	No	4	J	Indirect	By The Jaffe Family Trust
Common Stock	Acquisiton	2014-11-05	5,595	$0.00	14,889	No	4	J	Indirect	By The Jaffe Family Trust
Common Stock	Acquisiton	2014-11-05	243	$0.00	9,294	No	4	J	Indirect	By The Link Family Trust
Common Stock	Acquisiton	2014-11-05	5,595	$0.00	14,889	No	4	J	Indirect	By The Link Family Trust
Common Stock	Acquisiton	2014-11-05	486	$0.00	3,174	No	4	J	Indirect	By Milder Community Property Trust
Common Stock	Acquisiton	2014-11-05	1,398	$0.00	4,572	No	4	J	Indirect	By Milder Community Property Trust
Common Stock	Disposition	2014-11-06	4,238	$24.56	58,495	No	4	S	Indirect	See Footnote
Common Stock	Disposition	2014-11-07	3,150	$23.95	55,345	No	4	S	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	J	Indirect	See Footnote
No	4	J	Indirect	See Footnote
No	4	J	Indirect	See Footnote
No	4	J	Indirect	See Footnote
No	4	J	Indirect	By Atwood Edminster Trust
No	4	J	Indirect	By Atwood Edminster Trust
No	4	J	Indirect	By Colella Family Partners and Colella Family Trust UTA Dated 9/21/92
No	4	J	Indirect	By Colella Family Partners and Colella Family Trust UTA Dated 9/21/92
No	4	J	Indirect	By The Jaffe Family Trust
No	4	J	Indirect	By The Jaffe Family Trust
No	4	J	Indirect	By The Link Family Trust
No	4	J	Indirect	By The Link Family Trust
No	4	J	Indirect	By Milder Community Property Trust
No	4	J	Indirect	By Milder Community Property Trust
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote

Footnotes

Represents a pro-rata in-kind distribution of Common Stock of the Issuer for no consideration by Versant Side Fund II, L.P. ("VSF II") to its partners.
Shares held by VSF II. Versant Ventures II, LLC ("VV II") serves as the sole general partner of VSF II. Brian G. Atwood, Samuel D. Colella, Ross A. Jaffe, William J. Link, Ph.D., Donald B. Milder, Rebecca B. Robertson, Bradley J. Bolzon, Charles M. Warden, and Barbara N. Lubash are directors and/or members of VV II and share voting and dispositive power over the shares held by VSF II, however, each disclaim beneficial ownership of these shares, except to the extent of their pecuniary interest in such shares.
Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Versant Venture Capital II, L.P. ("VVC II") without consideration to its partners.
Shares held by VVC II. VV II serves as the sole general partner of VVC II. Brian G. Atwood, Samuel D. Colella, Ross A. Jaffe, William J. Link, Ph.D., Donald B. Milder, Rebecca B. Robertson, Bradley J. Bolzon, Charles M. Warden, and Barbara N. Lubash are directors and/or members of VV II and share voting and dispositive power over the shares held by VVC II, however, each disclaim beneficial ownership of these shares, except to the extent of their pecuniary interest in such shares.
Represents a change in the form of ownership by virtue of the receipt of shares in the pro-rata distribution of Common Stock of the Issuer by VVC II.
The shares are held by VV II. Brian G. Atwood, Samuel D. Colella, Ross A. Jaffe, William J. Link, Ph.D., Donald B. Milder, Rebecca B. Robertson, Bradley J. Bolzon, Charles M. Warden and Barbara N. Lubash are directors and/or members of VV II and share voting and dispositive power over the shares held by VV II, however, each disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.
Represents a pro-rata in-kind distibution of Common Stock of the Issuer by VV II without consideration to its members.
The shares are held by the Atwood-Edminster Trust dated 4/2/2000 (the "Trust") for the benefit of Brian G. Atwood. Brian G. Atwood is a trustee of the Trust. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his proportionate pecuniary interest therein.
The shares are held by Colella Family Partners and Colella Family Trust UTA Dated 9/21/92 for the benefit of Samuel D. Colella. Samuel D. Colella is a general partner of Colella Family Partners and a trustee of Colella Family Trust UTA Dated 9/21/92. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his proportionate pecuniary interest therein.
The shares are held by The Jaffe Family Trust (the "Trust") for the benefit of Ross A. Jaffe. Ross A. Jaffe is a trustee of the Trust. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his proportionate pecuniary interest therein.
The shares are held by The Link Family Trust (the "Trust") for the benefit of William J. Link. William J. Link is a trustee of the Trust. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his proportionate pecuniary interest therein.
The shares are held by the Milder Community Property Trust (the "Trust") for the benefit of Donald B. Milder. Donald B. Milder is a trustee of the Trust. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his proportionate pecuniary interest therein.
Price reflected is the weighted-average sale price for shares sold. The range of the sale prices for the transaction was $24.13 and $24.87 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or security holder of the Issuer, full information regarding the number of shares sold at each sepate price.
Shares held by Versant Affiliates Fund II-A, L.P. ("VAF II-A"). VV II serves as the sole general partner of VAF II-A. Brian G. Atwood, Samuel D. Colella, Ross A. Jaffe, William J. Link, Ph.D., Donald B. Milder, Rebecca B. Robertson, Bradley J. Bolzon, Charles M. Warden, and Barbara N. Lubash are directors and/or members of VV II and share voting and dispositive power over the shares held by VAF II-A, however, each disclaim beneficial ownership of these shares, except to the extent of their pecuniary interest in such shares.
Price reflected is the weighted-average sale price for shares sold. The range of the sale prices for the transaction was $23.475 and $24.34 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or security holder of the Issuer, full information regarding the number of shares sold at each sepate price.