Filing Details

Accession Number:
0001624048-15-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-05-11 08:07:02
Reporting Period:
2015-05-07
Filing Date:
2015-05-11
Accepted Time:
2015-05-11 08:07:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1610950 Inc Research Holdings Inc. INCR Services-Commercial Physical & Biological Research (8731) 273403111
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1624048 T. James Ogle C/O Inc Research Holdings, Inc.
3201 Beechleaf Court, Suite 600
Raleigh NC 27604
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2015-05-07 38,972 $8.45 275,658 No 4 M Direct
Class A Common Stock Disposition 2015-05-07 19,354 $32.33 256,304 No 4 F Direct
Class A Common Stock Disposition 2015-05-07 19,618 $29.68 236,686 No 4 S Direct
Class A Common Stock Acquisiton 2015-05-07 8,842 $10.57 245,528 No 4 M Direct
Class A Common Stock Disposition 2015-05-07 2,891 $32.33 242,637 No 4 F Direct
Class A Common Stock Disposition 2015-05-07 5,951 $29.68 236,686 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Stock Option (Right to Buy Class A Common Stock) Disposition 2015-05-07 38,972 $0.00 38,972 $8.45
Class A Common Stock Stock Option (Right to Buy Class A Common Stock) Disposition 2015-05-07 8,842 $0.00 8,842 $10.57
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
127,939 2020-09-28 No 4 M Direct
47,962 2023-01-01 No 4 M Direct
Footnotes
  1. Pursuant to the INC Research Holdings, Inc. (the "Issuer") 2010 Equity Incentive Plan, this is the fair market value based on a 20-day average of the closing prices of the Issuer's common stock for purposes of cancellation of shares to pay the exercise price and withholding taxes.
  2. The price represents the public offering price of $31.00 per share of Common Stock, par value $0.01 per share (each, a "Share"), of the Issuer, less the underwriting discount of $1.32 per Share.
  3. Pursuant to the Issuer's 2010 Equity Incentive Plan, this is the fair market value based on a 20-day average of the closing prices of the Issuer's common stock for purposes of cancellation of shares to pay the exercise price and withholding taxes.
  4. This option is fully vested.
  5. The shares subject to this option vest yearly in three equal installments beginning on January 1, 2014, subject to continued service on the Issuer's Board of Directors.