Filing Details
- Accession Number:
- 0001341522-15-000059
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-05-07 18:39:08
- Reporting Period:
- 2015-05-05
- Filing Date:
- 2015-05-07
- Accepted Time:
- 2015-05-07 18:39:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 884219 | Viad Corp | VVI | Services-Business Services, Nec (7389) | 361169950 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1428736 | M Thomas Kuczynski | 1850 N. Central Ave., Suite 1900 Phoenix AZ 85004-4565 | Chief Corp Dev & Strat Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-05-05 | 666 | $16.62 | 23,815 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-05-05 | 10,902 | $16.62 | 34,717 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-05-05 | 11,568 | $26.56 | 23,149 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2015-05-05 | 10,902 | $0.00 | 10,902 | $16.62 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2015-05-05 | 666 | $0.00 | 666 | $16.62 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2020-02-24 | No | 4 | M | Direct | |
| 0 | 2020-02-24 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,359 | Indirect | by 401K Plan |
Footnotes
- Pursuant to the mandatory provisions of the 2007 Viad Corp Omnibus Incentive Plan and the reporting person's stock option agreements executed thereunder, the Viad Corp Human Resources Committee approved equitable adjustments to the reporting person's option awards as a result of special dividends paid on November 14, 2013 and February 14, 2014. Under the equitable adjustments, the number of securities underlying the reporting person's outstanding options was increased and the option exercise price for such options was decreased.
- The 10-year option vested in 3 equal annual installments beginning on February 24, 2011, which was the first anniversary of the grant date.
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