Filing Details

Accession Number:
0001209191-15-039066
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-05-05 18:40:14
Reporting Period:
2015-05-01
Filing Date:
2015-05-05
Accepted Time:
2015-05-05 18:40:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1411488 Blackhawk Network Holdings Inc HAWK Finance Services (6199) 432099257
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1593933 C David Tate 6220 Stoneridge Mall Rd
Pleasanton CA 94588
Svp, Products And Marketing No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class B Common Stock Acquisiton 2015-05-01 1,000 $12.27 7,321 No 4 M Direct
Class B Common Stock Acquisiton 2015-05-01 1,900 $13.63 9,221 No 4 M Direct
Class B Common Stock Acquisiton 2015-05-01 2,500 $21.03 11,721 No 4 M Direct
Class B Common Stock Acquisiton 2015-05-01 6,875 $20.00 18,596 No 4 M Direct
Class B Common Stock Disposition 2015-05-01 1,000 $37.01 17,596 No 4 S Direct
Class B Common Stock Disposition 2015-05-01 1,900 $37.01 15,696 No 4 S Direct
Class B Common Stock Disposition 2015-05-01 2,500 $37.01 13,196 No 4 S Direct
Class B Common Stock Disposition 2015-05-01 6,875 $37.01 6,321 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class B Common Stock Stock Option (Right to Buy) Disposition 2015-05-01 1,000 $0.00 1,000 $12.27
Class B Common Stock Stock Option (Right to Buy) Disposition 2015-05-01 1,900 $0.00 1,900 $13.63
Class B Common Stock Stock Option (Right to Buy) Disposition 2015-05-01 2,500 $0.00 2,500 $21.03
Class B Common Stock Stock Option (Right to Buy Disposition 2015-05-01 6,875 $0.00 6,875 $20.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2016-08-24 No 4 M Direct
0 2017-03-09 No 4 M Direct
2,500 2018-10-18 No 4 M Direct
13,750 2020-03-26 No 4 M Direct
Footnotes
  1. Transaction executed in multiple trades at prices ranging from $36.94 to $37.09 per share, inclusive. The price reported in column 4 of Table I above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
  2. The shares vest pursuant to the following schedule: Twenty Percent (20%) of the shares subject to the option vest on each of the first, second, third, fourth and fifth anniversary of August 24, 2009, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date.
  3. The shares vest pursuant to the following schedule: Twenty Percent (20%) of the shares subject to the option vest on each of the first, second, third, fourth and fifth anniversary of March 9, 2010, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date.
  4. The shares vest pursuant to the following schedule: Twenty Percent (20%) of the shares subject to the option vest on each of the first, second, third, fourth and fifth anniversary of October 18, 2011, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date.
  5. The shares vest pursuant to the following schedule: Twenty-Five Percent (25%) of the shares subject to the option vest on each of the first, second, third, and fourth anniversary of March 26, 2013, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date.