Filing Details

Accession Number:
0001179110-15-007060
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-05-04 19:54:52
Reporting Period:
2015-04-30
Filing Date:
2015-05-04
Accepted Time:
2015-05-04 19:54:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1366246 Glu Mobile Inc GLUU Services-Computer Programming Services (7371) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1575630 Chris Akhavan C/O Glu Mobile Inc.
500 Howard Street, Suite 300
San Francisco CA 94105
President Of Publishing No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-04-30 87,500 $2.74 115,977 No 4 M Direct
Common Stock Acquisiton 2015-04-30 12,500 $2.43 128,477 No 4 M Direct
Common Stock Disposition 2015-04-30 100,000 $6.69 28,477 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2015-04-30 87,500 $0.00 300,000 $2.74
Common Stock Stock Option (right to buy) Disposition 2015-04-30 12,500 $0.00 50,000 $2.43
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
212,500 2019-05-14 No 4 M Direct
37,500 2019-06-11 No 4 M Direct
Footnotes
  1. Each of the stock option exercises and the sales of the underlying option shares were effected pursuant to a trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934 that Mr. Akhavan entered into on August 4, 2014.
  2. Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $6.67 to $6.73. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price.
  3. The option vested and became exercisable with respect to 25% of the shares on April 22, 2014 and the remaining shares vest and become exercisable in equal monthly installments over the following three years.
  4. The option vested and became exercisable with respect to 25% of the shares on June 11, 2014 and the remaining shares vest and become exercisable in equal monthly installments over the following three years.