Home > Insider Trading > Filing (0000073124-15-000147)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
73124	Northern Trust Corp	NTRS	State Commercial Banks (6022)	362723087

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1578478	Jane Karpinski	50 South Lasalle Street Chicago IL 60603	Senior Vp & Controller	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2015-04-30	2,368	$63.36	12,235	No	4	M	Direct
Common Stock	Acquisiton	2015-04-30	2,106	$71.23	14,341	No	4	M	Direct
Common Stock	Acquisiton	2015-04-30	2,275	$55.39	16,616	No	4	M	Direct
Common Stock	Acquisiton	2015-04-30	3,678	$50.99	20,294	No	4	M	Direct
Common Stock	Acquisiton	2015-04-30	3,562	$52.64	23,856	No	4	M	Direct
Common Stock	Acquisiton	2015-04-30	61	$43.65	23,917	No	4	M	Direct
Common Stock	Acquisiton	2015-04-30	673	$43.65	24,590	No	4	M	Direct
Common Stock	Disposition	2015-04-30	14,723	$73.10	9,867	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (UKU, right-to-buy)	Disposition	2015-04-30	2,368	$0.00	2,368	$63.36
Common Stock	Employee Stock Option (UKU, right-to-buy)	Disposition	2015-04-30	2,106	$0.00	2,106	$71.23
Common Stock	Employee Stock Option (UKU, right-to-buy)	Disposition	2015-04-30	2,275	$0.00	2,275	$55.39
Common Stock	Employee Stock Option (UKU, right-to-buy)	Disposition	2015-04-30	3,678	$0.00	3,678	$50.99
Common Stock	Employee Stock Option (UKU, right-to-buy)	Disposition	2015-04-30	3,562	$0.00	3,562	$52.64
Common Stock	Employee Stock Option (UKA, right-to-buy)	Disposition	2015-04-30	61	$0.00	61	$43.65
Common Stock	Employee Stock Option (UKU, right-to-buy)	Disposition	2015-04-30	673	$0.00	673	$43.65

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2017-02-20	No	4	M	Direct
0	2018-02-19	No	4	M	Direct
0	2019-02-16	No	4	M	Direct
0	2020-02-15	No	4	M	Direct
0	2021-02-14	No	4	M	Direct
20	2022-02-13	No	4	M	Direct
224	2022-02-13	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	111	Indirect	Employee Share Ownership Plan as of 3/31/2015

Footnotes

Includes 6,483 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Share total also reflects the correction of an understatement of 560 shares in the reporting person's filings made on February 18 and 19, 2015.
This option became exercisable in equal four annual installments beginning 2/20/2008.
This option became exercisable in four equal annual installments beginning 2/19/2009.
This option became exercisable in four equal annual installments beginning 2/16/2010.
This option became exercisable in four equal annual installments beginning 2/15/2011.
This option becomes exercisable in four equal annual installments beginning 2/14/2012.
This option becomes exercisable in four equal annual installments beginning 2/13/2013.