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Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2015-05-04 16:28:28
Reporting Period:
Filing Date:
Accepted Time:
2015-05-04 16:28:28
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1031296 Firstenergy Corp FE Electric Services (4911) 341843785
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1127129 J Anthony Alexander 76 South Main Street
Akron OH 44308
Executive Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-04-30 49,184 $0.00 582,924 No 4 M Direct
Common Stock Disposition 2015-04-30 49,184 $35.91 533,740 No 4 D Direct
Common Stock Disposition 2015-05-04 54,436 $36.85 479,304 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 D Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Phantom / Retirement Disposition 2015-04-30 49,184 $0.00 49,184 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2015-04-30 2015-04-30 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 409 Indirect By Child's Savings Plan
Common Stock 110,874 Indirect By Children
Common Stock 37,260 Indirect By Savings Plan
  1. Each phantom stock unit was the economic equivalent of one share of FE common stock. This transaction reflects the settlement of the phantom stock units, which are payable in cash following the reporting person's conclusion of employment with FE under the FirstEnergy Corp. Executive Deferred Compensation Plan.
  2. This transaction reflects the number of Common Shares sold pursuant to the terms of the Restricted Stock Award Agreement, and in accordance with the FirstEnergy Corp. 2007 Incentive Plan, as amended, to satisfy the reporting person's tax withholding obligation upon the vesting of 116,006.999 restricted Common Shares.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.76 to $36.95, inclusive. The reporting person undertakes to provide to FirstEnergy Corp., any security holder of FirstEnergy Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  4. Balance includes restricted stock acquired through dividend reinvestments.
  5. FE's 401(k) Plan includes a unitized fund invested in FE stock, in which the reporting person may invest, which includes dividend reinvestment and company match features. The number of shares reported as indirectly held in the 401(k) Plan in this row is an estimate of the number of shares of FE's common stock held in the unitized stock fund and allocated to the reporting person's account as of March 31, 2015.
  6. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
  7. 1 for 1
  8. Includes stock units acquired through dividend reinvestment.