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Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2015-05-01 20:57:51
Reporting Period:
Filing Date:
Accepted Time:
2015-05-01 20:57:51
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1555492 Fairway Group Holdings Corp FWM Retail-Grocery Stores (5411) 741201087
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1559581 Nathalie Augustin C/o Fairway Group Holdings Corp.
2284 12Th Avenue
New York NY 10027
Senior Vp - General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock, Par Value $0.00001 Per Share Acquisiton 2015-04-29 3,000 $0.00 51,973 No 4 M Direct
Class A Common Stock, Par Value $0.00001 Per Share Disposition 2015-04-30 1,320 $5.50 50,653 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Restricted Stock Units for Class A Common Stock Disposition 2015-04-29 3,000 $0.00 3,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,000 No 4 M Direct
  1. Restricted stock units ("RSUs") converted into common stock on a one-for-one basis.
  2. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 6, 2015 to pay withholding taxes due upon the issuance of shares in settlement of the RSUs.
  3. On April 29, 2014, the reporting person was granted 6,000 RSUs, vesting in two equal annual installments beginning on the first anniversary of the grant date, contingent upon Ms. Augustin's continued employment.