Filing Details

Accession Number:
0000878526-15-000010
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-04-30 20:56:39
Reporting Period:
2015-04-28
Filing Date:
2015-04-30
Accepted Time:
2015-04-30 20:56:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
878526 Natus Medical Inc BABY Electromedical & Electrotherapeutic Apparatus (3845) 770154833
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1208700 M Kenneth Traverso C/O Natus Medical Incorporated
1501 Industrial Road
San Carlos CA 94070
Vp/Gm Newborn Care No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.001 Par Value Per Share Acquisiton 2015-04-28 18,933 $10.03 120,616 No 4 M Direct
Common Stock, $0.001 Par Value Per Share Disposition 2015-04-28 18,933 $40.83 101,683 No 4 S Direct
Common Stock, $0.001 Par Value Per Share Acquisiton 2015-04-28 15,128 $10.03 116,811 No 4 M Direct
Common Stock, $0.001 Par Value Per Share Disposition 2015-04-28 15,128 $40.83 101,683 No 4 S Direct
Common Stock, $0.001 Par Value Per Share Disposition 2015-04-28 8,572 $40.75 0 No 4 S Indirect By Family Trust
Common Stock, $0.001 Par Value Per Share Disposition 2015-04-28 10,500 $40.75 0 No 4 S Indirect By IRA
Common Stock, $0.001 Par Value Per Share Disposition 2015-04-28 4,100 $40.75 0 No 4 S Indirect By IRA for Spouse
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Indirect By Family Trust
No 4 S Indirect By IRA
No 4 S Indirect By IRA for Spouse
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Nonqualified Stock Option Disposition 2015-04-28 18,933 $0.00 18,933 $10.03
Common Stock Nonqualified Stock Option Disposition 2015-04-28 15,128 $0.00 15,128 $10.03
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
15,128 2005-07-09 2015-06-09 No 4 M Direct
0 2005-07-09 2015-06-09 No 4 M Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $40.80 to $41.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  2. This transaction was executed in multiple trades at prices ranging from $40.75 to $40.82. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.