Filing Details

Accession Number:
0001078782-15-000661
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-04-30 20:53:42
Reporting Period:
2015-04-28
Filing Date:
2015-04-30
Accepted Time:
2015-04-30 20:53:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1101026 Zivo Bioscience Inc. ZIVO Food And Kindred Products (2000) 870699977
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1618035 Hep Investments Llc 2804 Orchard Lake Rd
Ste 205
Keego Harbor MI 48302
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-04-28 299,400 $0.13 1,540,527 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Purchase Warrant Acquisiton 2014-09-19 166,667 $0.00 166,667 $0.15
Common Stock Common Stock Purchase Warrant Acquisiton 2014-12-08 84,700 $0.00 84,700 $0.10
Common Stock Common Stock Purchase Warrant Acquisiton 2015-02-27 227,500 $0.00 227,500 $0.10
Common Stock Common Stock Purchase Warrant Acquisiton 2015-03-27 135,000 $0.00 135,000 $0.10
Common Stock Common Stock Purchase Warrant Acquisiton 2015-04-15 155,000 $0.00 155,000 $0.10
Common Stock Common Stock Purchase Warrant Acquisiton 2015-04-17 62,800 $0.00 62,800 $0.10
Common Stock Convertible Debt Acquisiton 2014-09-19 1,666,667 $250,000.00 1,666,667 $0.15
Common Stock Convertible Debt Acquisiton 2014-12-08 847,000 $84,700.00 847,000 $0.10
Common Stock Convertible Debt Acquisiton 2015-02-27 2,275,000 $227,500.00 2,275,000 $0.10
Common Stock Convertible Debt Acquisiton 2015-03-27 1,350,000 $135,000.00 1,350,000 $0.10
Common Stock Convertible Debt Acquisiton 2015-04-15 1,550,000 $155,000.00 1,550,000 $0.10
Common Stock Convertible Debt Acquisiton 2015-04-17 628,000 $62,800.00 628,000 $0.10
Common Stock Accrued Interest converting into Common Stock Acquisiton 2015-04-28 7,774,165 $0.00 7,774,165 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
38,090,000 2014-09-19 2019-09-19 No 4 P Direct
38,174,700 2014-12-08 2019-12-08 No 4 P Direct
38,402,200 2015-02-27 2019-02-27 No 4 P Direct
38,537,200 2015-03-27 2019-03-27 No 4 P Direct
38,692,200 2015-04-15 2019-04-15 No 4 P Direct
38,755,000 2015-04-17 2019-04-17 No 4 P Direct
40,421,667 2014-09-19 2016-09-19 No 4 P Direct
41,268,667 2014-12-08 2016-12-08 No 4 P Direct
43,543,667 2015-02-27 2017-02-27 No 4 P Direct
44,893,667 2015-03-27 2017-03-27 No 4 P Direct
46,443,667 2015-04-15 2017-04-15 No 4 P Direct
47,071,667 2015-04-17 2017-04-17 No 4 P Direct
54,845,832 2011-12-02 2017-04-17 No 4 P Direct
Footnotes
  1. HEP Investments has sold participation interests to certain persons in such securities and none of these persons, individually, owns an interest in more than 5% of the Issuer's Common Stock, except for Christopher D. Maggiore, who owns more than a 5% interest in the Issuer's Common Stock.
  2. These warrants are for that number of securities which correspond to the number of securities for the corresponding tranche of convertible debt held by the Reporting Person pursuant to the Sixth Amended and Restated Senior Secured Promissory Note delivered by the Issuer to the Reporting Person (the "Convertible Note").
  3. This represents paid-in-kind interest on the Convertible Debt already held by the Reporting Person.
  4. Unless the maturity date of the respective tranches are extended beyond these expiration dates by the Reporting Person pursuant to the terms of the Convertible Note.
  5. $.10 to $.30