Filing Details

Accession Number:
0001437749-15-008512
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-04-30 18:02:14
Reporting Period:
2015-04-28
Filing Date:
2015-04-30
Accepted Time:
2015-04-30 18:02:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1292426 Gfi Group Inc. GFIG Security & Commodity Brokers, Dealers, Exchanges & Services (6200) 800006224
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1618856 Bgc Partners, L.p.
499 Park Avenue
New York NY 10022
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Acquisiton 2015-04-28 43,029,260 $5.81 114,378,936 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. The shares were purchased by BGC Holdings, L.P. from the Issuer in a transaction exempt from the Securities Act of 1933, as amended, pursuant to Section 4(a)(2) thereof.
  2. The shares may be indirectly beneficially owned by the following affiliated persons of BGC Partners, L.P.: BGC Holdings, LLC, BGC Holdings, L.P., BGC GP, LLC, BGC Partners, Inc., Cantor Fitzgerald, L.P., CF Group Management, Inc. and Howard W. Lutnick. Such persons disclaim beneficial ownership in the shares except to the extent of such persons' respective pecuniary interest in the shares.
  3. Does not include 45,000 shares held directly by Cantor Fitzgerald & Co., an affiliate of BGC Partners, L.P. The shares may be indirectly beneficially owned by the following affiliated persons of Cantor Fitzgerald & Co.: Cantor Fitzgerald, L.P., CF Group Management, Inc. and Howard W. Lutnick. Such persons disclaim beneficial ownership in the shares except to the extent of such persons' respective pecuniary interest in the shares.