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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1478121	Pfenex Inc.	PFNX	Pharmaceutical Preparations (2834)	271356759

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1184312	C James Gale	152 W 57Th Street 19Th Floor New York NY 10019		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2015-04-29	1,576,808	$14.57	1,818,339	No	4	S	Indirect	See footnote
Common Stock	Disposition	2015-04-29	330,959	$14.57	592,978	No	4	S	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote

Footnotes

Shares held by Signet Healthcare Partners QP Partnership III LP ("SHQP"). SHQP has sole voting and dispositive power over the shares, except that (i) Signet Holdings LLC ("SH LLC"), the general partner of Signet Healthcare GP III LP ("SHGP"), the general partner of SHQP, may be deemed to have shared power to vote and dispose of these shares, and (ii) the reporting person, the Chief Investment Officer of SH LLC, may be deemed to have shared power to vote and dispose of these shares. The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest in such shares.
Shares held by Signet Healthcare Partners Accredited Partnership III LP ("SHPAP"). SHPAP has sole voting and dispositive power over the shares, except that (i) SH LLC, the general partner of SHGP, the general partner of SHPAP may be deemed to have shared power to vote and dispose of these shares, and (ii) the reporting person, the Chief Investment Officer of SH LLC, may be deemed to have shared power to vote and dispose of these shares. The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest in such shares.