Companies 0 See All

Hedge Funds 0 See All

Insiders 0 See All

Institutional Investors 0 See All

Click here to see all results for

Home > Insider Trading > Filing (0001209191-15-036982)

Filing Details

Accession Number:: 0001209191-15-036982
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-04-29 16:22:44
Reporting Period:: 2015-04-29

Filing Date:: 2015-04-29
Accepted Time:: 2015-04-29 16:22:44
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1478121	Pfenex Inc.	PFNX	Pharmaceutical Preparations (2834)	271356759

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
29915	Dow Chemical Co /De/	2030 Dow Center Midland MI 48674		No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2015-04-29	1,272,039	$14.57	2,821,428	No	4	S	Direct
Common Stock	Disposition	2015-04-29	960,194	$14.57	0	No	4	S	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Indirect	See footnote

Footnotes

Shares held by Dow Global Technologies, LLC, a wholly-owned subsidiary of the reporting person.