Filing Details
- Accession Number:
- 0001035267-15-000041
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-04-27 12:12:36
- Reporting Period:
- 2015-04-23
- Filing Date:
- 2015-04-27
- Accepted Time:
- 2015-04-27 12:12:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1035267 | Intuitive Surgical Inc | ISRG | Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) | 770416458 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1238937 | M Lonnie Smith | 1020 Kifer Road Sunnyvale CA 94086 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-04-24 | 20,000 | $303.27 | 260,744 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-04-24 | 20,000 | $508.03 | 240,744 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-04-24 | 500 | $0.00 | 241,244 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2015-04-24 | 20,000 | $0.00 | 20,000 | $303.27 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Acquisiton | 2015-04-23 | 1,050 | $0.00 | 1,050 | $512.77 |
| Common Stock | Restricted Stock Units | Disposition | 2015-04-24 | 500 | $0.00 | 500 | $0.00 |
| Common Stock | Restricted Stock Units | Acquisiton | 2015-04-23 | 650 | $0.00 | 650 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 7,328 | 2018-02-15 | No | 4 | M | Direct | |
| 1,050 | 2025-04-23 | No | 4 | A | Direct | |
| 0 | 2018-04-25 | No | 4 | M | Direct | |
| 650 | 2019-04-23 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 102,031 | Indirect | by Trust |
Footnotes
- These shares were sold pursuant to a Rule 10b5-1 Trading Plan, entered into on November 25, 2014.
- The average selling price for the transactions was $508.030228. The shares sold at: $05.00 - $505.99 = 3,434 shares; $506.00 to $506.99 = 4,100 shares; $507.00 - $507.99 = 1,942 shares; $508.00 - $508.99 = 4,944 shares; $509.00 - $509.99 = 2,506 shares; $510.00 - $510.99 = 1,654 shares; $511.00 - $511.99 = 460 shares; $512.00 = $512.99 = 800 shares; $514.00 - $514.99 = 160 shares.
- On 4/24/14, RSU shares were granted, vesting 100% one year from date of grant. RSUs convert into common stock on the vest date on a one-for-one basis. On 4/24/15, 100% of the shares were released and deposited into the holders account.
- Non-statutory stock option granted pursuant to the 2000 Employee Stock Option Plan. Option shall vest 1/8 six months after the date of grant and 1/48th each month thereafter.
- Non-statutory stock option granted pursuant to the Non-Employee Directors' Stock Option Plan. Option shall vest 100% one year after the date of grant date.
- Restricted Stock Units (RSUs) are granted pursuant to the 2010 Incentive Award Plan. The RSUs fully vest on the first anniversary of the date of grant.
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