- Accession Number:
- Form Type:
- Zero Holdings:
- Publication Time:
- 2015-04-22 15:29:56
- Reporting Period:
- Filing Date:
- Accepted Time:
- 2015-04-22 15:29:56
- SEC Url:
- Form 4 Filing
|Cik||Name||Symbol||Sector (SIC)||IRS No|
|1000045||Nicholas Financial Inc||NICK||Short-Term Business Credit Institutions (6153)||593019317|
|Cik||Name||Reported Address||Insider Title||Director||Officer||Large Shareholder||Other|
|1283512||Roger Mahan||3 Timber Ridge Road |
Far Hills NJ 07931
Reported Non-Derivative Transactions
|Sec. Name||Acquisiton - Disposition||Date||Amount||Price||Remaning Holdings||Equity Swap Involved||Form Type||Code||Nature of Ownership||Explanation|
|Common Stock||Disposition||2015-03-19||354,411||$14.85||87,399||No||4||S||Indirect||By Mahan Children II, LLC|
|Common Stock||Disposition||2015-03-19||320,068||$14.85||332,838||No||4||S||Indirect||By Mahan Family II, LLC|
|Equity Swap Involved||Form Type||Code||Nature of Ownership||Explanation|
|No||4||S||Indirect||By Mahan Children II, LLC|
|No||4||S||Indirect||By Mahan Family II, LLC|
Reported Non-Derivative Holdings
|Sec. Name||Remaning Holdings||Nature of Ownership||Explanation|
|Common Stock||52,000||Indirect||By Basking Ridge Country Club, Inc.|
- All share numbers reflect a 10% stock dividend paid on December 7, 2009.
- The reporting person is a manager and equity holder of the limited liability company that owns the reported securities. The reporting person disclaims beneficial ownership of the reported securities except to the extent of the reporting person's pecuniary interest therein.
- Mahan Children II, LLC and Mahan Family II, LLC are the successors in interest to Mahan Children, LLC and Mahan Family, LLC, respectively, and each of such entities is identical in all material respects to its predecessor except that its state of organization is Florida rather than New Jersey.
- The reported securities were contributed by the reporting person to the corporation that owns the reported securities in a transaction exempt under Rule 16a-13. The reporting person is the sole equity holder, sole director and President of the corporation that owns the reported securities.