Filing Details

Accession Number:
0001140361-15-016100
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-04-22 15:29:56
Reporting Period:
2015-03-19
Filing Date:
2015-04-22
Accepted Time:
2015-04-22 15:29:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1000045 Nicholas Financial Inc NICK Short-Term Business Credit Institutions (6153) 593019317
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1283512 Roger Mahan 3 Timber Ridge Road
Far Hills NJ 07931
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-03-19 354,411 $14.85 87,399 No 4 S Indirect By Mahan Children II, LLC
Common Stock Disposition 2015-03-19 320,068 $14.85 332,838 No 4 S Indirect By Mahan Family II, LLC
Common Stock Disposition 2015-03-19 70,883 $14.85 9,117 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Mahan Children II, LLC
No 4 S Indirect By Mahan Family II, LLC
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 52,000 Indirect By Basking Ridge Country Club, Inc.
Footnotes
  1. All share numbers reflect a 10% stock dividend paid on December 7, 2009.
  2. The reporting person is a manager and equity holder of the limited liability company that owns the reported securities. The reporting person disclaims beneficial ownership of the reported securities except to the extent of the reporting person's pecuniary interest therein.
  3. Mahan Children II, LLC and Mahan Family II, LLC are the successors in interest to Mahan Children, LLC and Mahan Family, LLC, respectively, and each of such entities is identical in all material respects to its predecessor except that its state of organization is Florida rather than New Jersey.
  4. The reported securities were contributed by the reporting person to the corporation that owns the reported securities in a transaction exempt under Rule 16a-13. The reporting person is the sole equity holder, sole director and President of the corporation that owns the reported securities.