Filing Details

Accession Number:
0001437749-15-007373
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-04-14 21:12:19
Reporting Period:
2015-04-10
Filing Date:
2015-04-14
Accepted Time:
2015-04-14 21:12:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1162461 Cutera Inc CUTR Electromedical & Electrotherapeutic Apparatus (3845) 770492262
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1285171 P Kevin Connors C/O Cutera, Inc.
3240 Bayshore Blvd
Brisbane CA 94005
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-04-10 296 $10.43 549,728 No 4 M Direct
Common Stock Disposition 2015-04-10 296 $13.53 549,432 No 4 S Direct
Common Stock Acquisiton 2015-04-10 14,023 $10.43 563,455 No 4 M Direct
Common Stock Disposition 2015-04-10 14,023 $13.34 549,432 No 4 S Direct
Common Stock Acquisiton 2015-04-13 19,277 $10.43 568,709 No 4 M Direct
Common Stock Disposition 2015-04-13 19,277 $13.46 549,432 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2015-04-10 296 $0.00 100,000 $10.43
Common Stock Employee Stock Option (Right to Buy) Disposition 2015-04-10 14,023 $0.00 33,300 $10.43
Common Stock Employee Stock Option (Right to Buy) Disposition 2015-04-13 19,277 $0.00 33,300 $10.43
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2011-05-28 2015-05-28 No 4 M Direct
19,277 2009-06-01 2015-05-28 No 4 M Direct
0 2009-06-01 2015-05-28 No 4 M Direct
Footnotes
  1. Stock sold pursuant to an employee stock option that was near its expiration date of May 28, 2015. The sales were made through a Rule 10b5-1 Plan and the stock prices ranged from $13.51 to $13.54, with $13.5303 being the average. The reporting person undertakes to provide to Cutera, Inc., any security holder of Cutera, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  2. Stock sold pursuant to an employee stock option that was near its expiration date of May 28, 2015. The sales were made through a Rule 10b5-1 Plan and the stock prices ranged from $13.27 to $13.51, with $13.3447 being the average. The reporting person undertakes to provide to Cutera, Inc., any security holder of Cutera, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  3. Stock sold pursuant to an employee stock option that was near its expiration date of May 28, 2015. The sales were made through a Rule 10b5-1 Plan and the stock prices ranged from $13.25 to $13.61, with $13.455 being the average. The reporting person undertakes to provide to Cutera, Inc., any security holder of Cutera, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  4. 100% of the shares subject to the stock option grant of 100,000 shares vested on May 28, 2011.
  5. Shares subject to the 33,300 stock option grant, vested as follows: 25% on June 1, 2009 and monthly thereafter through June 1, 2012 when they became fully vested.