Filing Details
- Accession Number:
- 0001209191-15-034057
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-04-14 17:29:13
- Reporting Period:
- 2015-04-14
- Filing Date:
- 2015-04-14
- Accepted Time:
- 2015-04-14 17:29:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
31235 | Eastman Kodak Co | KODK | Photographic Equipment & Supplies (3861) | 160417150 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1427430 | Bluemountain Capital Management, Llc | 280 Park Avenue, 12Th Floor New York NY 10017 | No | No | Yes | No | |
1546863 | Bluemountain Long/Short Credit & Distressed Reflection Fund, A Sub Fund Of Aai Bluemountain Fund Plc | 280 Park Avenue, 12Th Floor New York NY 10017 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-04-14 | 171,471 | $20.56 | 0 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-04-14 | 171,471 | $20.56 | 7,449,406 | No | 4 | S | Indirect | Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Indirect | Footnotes |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | 125% Warrants | Disposition | 2015-04-14 | 5,884 | $6.29 | 5,884 | $14.93 |
Common Stock | 135% Warrants | Disposition | 2015-04-14 | 5,884 | $5.59 | 5,884 | $16.12 |
Common Stock | 125% Warrants | Disposition | 2015-04-14 | 5,884 | $6.29 | 5,884 | $14.93 |
Common Stock | 135% Warrants | Disposition | 2015-04-14 | 5,884 | $5.59 | 5,884 | $16.12 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-09-03 | 2018-09-03 | No | 4 | S | Direct |
0 | 2013-09-03 | 2018-09-03 | No | 4 | S | Direct |
255,679 | 2013-09-03 | 2018-09-03 | No | 4 | S | Indirect |
255,679 | 2013-09-03 | 2018-09-03 | No | 4 | S | Indirect |
Footnotes
- The filing of this Form 4 shall not be construed as an admission that BlueMountain Capital Management, LLC ("BMCM") is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of (i) the shares of Common Stock, par value $0.01 per share (the "Common Stock") of Eastman Kodak Company (the "Issuer"), (ii) any warrants to purchase shares of Common Stock at an exercise price of $14.93 (the "125% Warrants") or (iii) any warrants to purchase shares of Common Stock at an exercise price of $16.12 (the "135% Warrants"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, BMCM disclaims such beneficial ownership, except to the extent of its pecuniary interest.
- BMCM is the investment manager of BlueMountain Long/Short Credit & Distressed Reflection Fund, a sub fund of AAI BlueMountain Fund plc ("AAI"), and in that capacity directs the voting and disposition of securities held by AAI and receives an asset-based and performance-based fee with respect to AAI's investment activities.
- On April 14, 2015, AAI disposed of 171,471 shares of Common Stock, 5,884 125% Warrants and 5,884 135% Warrants, representing all of the Common Stock, 125% Warrants and 135% Warrants held by AAI. All such securities were issued to AAI pursuant to the Issuer's First Amended Joint Plan of Reorganization (the "Plan"). Under the Plan, holders of Class 4 General Unsecured Claims and Class 6 Retiree Settlement Unsecured Claims such as AAI were issued Common Stock, 125% Warrants and 135% Warrants in respect of such claims.
- The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act.