Filing Details

Accession Number:
0001209191-15-033634
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-04-10 20:11:09
Reporting Period:
2015-04-08
Filing Date:
2015-04-10
Accepted Time:
2015-04-10 20:11:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1161315 Yodlee Inc YDLE Services-Prepackaged Software (7372) 330843318
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1610379 Joseph Polverari C/O Yodlee, Inc.
3600 Bridge Parkway, Suite 200
Redwood City CA 94065
Chief Strategy & Dev. Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-04-08 7,500 $0.00 46,876 No 4 M Direct
Common Stock Disposition 2015-04-08 2,751 $12.75 44,125 No 4 F Direct
Common Stock Disposition 2015-04-08 4,749 $12.75 39,376 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Unit Disposition 2015-04-08 7,500 $0.00 7,500 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
7,500 No 4 M Direct
Footnotes
  1. The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2014.
  2. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.70 to $12.87, inclusive. The reporting person undertakes to provide Yodlee, Inc. any security holder of Yodlee, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. Represents par value of YDLE common stock.
  4. 50% of the restricted stock unit granted on April 9, 2013 became vested and exercisable on April 8, 2015 and shares were delivered to reporting person on that date. The restricted stock unit will continue to vest quarterly and shares will be delivered to reporting person on each vest date.